September 1, 2020
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U.S. Energy Corp.
(Nasdaq: USEG)

$1,658,003

Registered Direct
Exclusive Placement Agent

September 1, 2020
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SPI Energy Co., Ltd.
(Nasdaq: SPI)

$16,005,600

Registered Direct
Exclusive Placement Agent

August 1, 2020
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Ontrak
(Nasdaq: OTRK)

$42,500,000

Preferred / Senior Notes
Co-Manager

July 1, 2020
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NanoViricides
(AMEX: NNVC)

$11,500,000

Follow-On Offering
Sole Bookrunner

July 1, 2020
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Monaker Group
(Nasdaq: MKGI)

$2,000,000

Registered Direct
Exclusive Placement Agent

July 1, 2020
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Nemaura Medical Inc.
(Nasdaq: NMRD)

$11,500,000

Underwritten Public Offering
Exclusive Placement Agent

July 1, 2020
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NanoViricides
(AMEX: NNVC)

$50,000,000

ATM Offering
Sales Agent

May 1, 2020
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NanoViricides
(AMEX: NNVC)

$10,220,000

Registered Direct
Placement Agent

March 1, 2020
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IDW Media Holdings, Inc.
(OTCPK: IDWM)

$12,300,000

Private Placement
Financial Advisor

February 1, 2020
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IQ International
(ETR: IQL)


Financial Advisor

February 1, 2020
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Ondas Networks
(OTCPK: ONDS)


Financial Advisor

February 1, 2020
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Medalist Diversified REIT
(Nasdaq: MDRR)

$4,600,000

Preferred / Senior Notes
Sole Bookrunner

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