Transactions

(NASDAQ: OTRK)

$42,500,000 Preferred / Senior Notes

Co-Manager August 1, 2020

NanoViricides

(AMEX: NNVC)

$50,000,000 ATM Offering

Sales Agent July 1, 2020

Monaker Group

(NASDAQ: MKGI)

$2,000,000 Registered Direct

Exclusive Placement Agent July 1, 2020

Nemaura Medical Inc.

(NASDAQ: NMRD)

$11,500,000 Underwritten Public Offering

Exclusive Placement Agent July 1, 2020

NanoViricides

(AMEX: NNVC)

$11,500,000 Follow-On Offering

Sole Bookrunner July 1, 2020

NanoViricides

(AMEX: NNVC)

$10,220,000 Registered Direct

Placement Agent May 1, 2020

IDW Media Holdings, Inc.

(OTCPK: IDWM)

$12,300,000 Private Placement

Financial Advisor March 1, 2020

(NYSE: ZDGE)

$2,250,000 Registered Direct

Financial Advisor February 1, 2020

(NASDAQ: MDRR)

$4,600,000 Preferred / Senior Notes

Sole Bookrunner February 1, 2020

Ondas Networks

(OTCPK: ONDS)

Financial Advisor February 1, 2020

IQ International

(ETR: IQL)

Financial Advisor February 1, 2020

(NASDAQ: DGLY)

$2,900,000 Follow-On Offering

Sole Bookrunner February 1, 2020

Document Security Systems

(NYSE: DSS)

$4,600,000 Follow-On Offering

Sole Bookrunner February 1, 2020

Avinger

(NASDAQ: AVGR)

$4,500,000 Follow-On Offering

Sole Bookrunner January 1, 2020

NanoViricides

(AMEX: NNVC)

$8,625,000 Follow-On Offering

Sole Bookrunner January 1, 2020

Torchlight

(NASDAQ: TRCH)

$2,300,000 Follow-On Offering

Sole Bookrunner January 1, 2020

Indonesia Energy Corp.

(NYSE: INDO)

$15,000,007

Sole Bookrunner December 1, 2019

CEL-SCI Corporation

(NYSE: CVM)

$6,325,000 Follow-On Offering

Sole Bookrunner December 1, 2019

Scynexis

(NASDAQ: SCYX)

$35,000,000 Follow-On Offering

Co-Manager December 1, 2019

Document Security Systems

(NYSE: DSS)

$1,822,200 Private Placement

Placement Agent November 1, 2019

Arcimoto

(NASDAQ: FUV)

$9,000,000 Follow-On Offering

Joint Bookrunner November 1, 2019

Indonesia Energy Corp.

(NYSE: INDO)

Financial Advisor October 1, 2019

Happiness Biotech

(NASDAQ: HAPP)

$11,000,000

Co-Manager October 1, 2019

Cocrystal Pharma

(NASDAQ: COCP)

$3,000,000 Follow-On Offering

Sole Bookrunner October 1, 2019

(NASDAQ: STML)

$76,250,000 Follow-On Offering

Co-Manager August 1, 2019

Sigma Labs

(NASDAQ: SGLB)

$2,300,000 Follow-On Offering

Sole Bookrunner July 1, 2019

(NASDAQ: TNXP)

$5,400,000 Follow-On Offering

Sole Bookrunner July 1, 2019

Document Security Systems

(NYSE: DSS)

$5,859,593 Follow-On Offering

Sole Bookrunner June 1, 2019