Business Continuity Plan

D. Boral Capital LLC's Business Continuity Planning Disclosure
D. Boral Capital has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our
business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding
to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
Contacting Us - If after a significant business disruption, you cannot contact us as you usually do at (212)970-5150 please
email us at info@dboralcapital.com. If you cannot access us through either of those means, you should contact Axos Clearing
LLC, the clearing firm where your account is held, at (402)384-6100 for instructions on how they may provide access to funds
and securities, enter orders, and process other trade related , cash, and security transfer transactions.
Our Business Continuity Plan - We plan to quickly recover and resume business operations after a significant business
disruption and respond by safeguarding our employees and property, making a financial and operational assessment,
protecting the firm's books and records, and allowing our customers to transact business. In short, our business continuity
plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant
business disruption.
Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational
assessments; alternative communications with customers, employees, and regulators; alternate physical location of
employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers
prompt access to their funds and securities if we are unable to continue our business.
Our clearing firm, Axos Clearing LLC, backs up our important records in a geographically separate area. While every
emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption,
we have been advised by our clearing firms that their objective is to restore their own operations and be able to complete
existing transactions and accept new transactions and payments within a recovery time period of four hours and resumption
time of the same day. Your orders and requests for funds and securities could be delayed during this period.
Varying Disruptions - Significant business disruptions can vary in their scope, such as only our firm, a single building housing
our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of
these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building
housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within
four hours the same day. In a disruption affecting our business district, city, or region, we will transfer our operations to a site
outside of the affected area and recover and resume business within 24 hours. In either situation, we plan to continue in
business, transfer operations to our clearing firm if necessary, and notify you through our web site www.dboralcapital.com or
our customer emergency number, (888) 970-1250. If the significant business disruption is so severe that it prevents us from
remaining in business, we will ensure our customers prompt access to their funds and securities.
For more information - If you have questions about our business continuity planning, you can contact us at
(212) 970-5150 or info@dboralcapital.com. To review our disclaimers visit us at www.dboralcapital.com/disclaimers