Our team of experienced investment bankers help our clients’ achieve their strategic objectives through a full spectrum of services including both equity& debt financing. We pride ourselves on our dynamic industry agnostic platform, leveraging the insights of our professional team to deliver for our clients’long-term goals.

Equity
Financing

Special Purpose Acquisition Vechiles (SPACs) `|` Initial Public Offerings (IPOs) `|` Registered Direct Offerings (RDs) `|` Confidentially Marketed Public Offerings (CMPOs) `|` Convertibles `|` PIPEs `|` Private Placements `|` The Market Offerings (ATMs).

We provide businesses with a tailored approach to equity fund-raising transactions. Through market data, fundamental analysis, and a deep understanding of capital markets, our team finds financial solutions that are bespoke to your specific needs.

With broad exposure in IPOs, SPAC IPOs, follow-ons, secondaries, PIPEs, registered directs, CMPOs, rights offerings, convertible securities and ATM offerings, we will provide the right capital product for your business.

Advisory `|` Merger & Acquisitions `|` Reverse Mergers `|` Divestitures `|` Convertibles `|` Corporate Restructuring `|` Potential Buyers or Mergers

Strategic
Advisory

Debt
Financing

Structured Finance `|` Credit Products `|` Infrastructure Financing

Our investment banking team takes pride in identifying and structuring the right debt capital product for our client.

Our institutional distribution network is second to none as we’ve cultivated senior-level relationships with global asset managers, hedge funds, pension funds, banks, middle-market credit funds, family offices and specialty lenders, making us the ideal partner.

Structured Products

The Structured Products Team offers specialized solutions in complex transactions to a global client base. Our comprehensive array of advisory services span the spectrum of private credit, asset-based, infrastructure, real estate, private equity, and trade financings.

With a deep expertise in both traditional and innovative financial instruments, we pride ourselves in navigating the complex landscape of modern finance to meet the diverse needs of our clients. Our collaborative approach extends beyond conventional banking to encompass dealings with rating agencies, insurance companies, placement agents, and various stakeholders, ensuring that every aspect of our clients financial requirements is expertly managed from the banking and structuring side.

Structured
Products

Recent Transactions

December 3, 2024

Wing Yip Food Holdings Group Limited

(Nasdaq: WYHG)

$8,200,000

Initial Public Offering
Joint Underwriter

November 25, 2024

Armlogi Holding Corp

(Nasdaq: BTOC)

$50,000,000

Private Placement
Exclusive Placement Agent

November 20, 2024

Nova Vision Acquisition Corp Merger with Real Messenger

(Nasdaq: NOVV)

$64,000,000

Business Combination
Capital Markets Advisor

November 15, 2024

374Water Inc.

(Nasdaq: SCWO)

$12,229,370

Registered Direct Offering
Exclusive Placement Agent

November 14, 2024

Pineapple Financial, Inc.

(Nasdaq: PAPL)

$1,000,000

Registered Direct Offering
Exclusive Placement Agent

November 12, 2024

Nature’s Miracle Holding Inc.

(Nasdaq: NMHI)

$3,000,000

Underwritten Public Offering
Sole Bookrunner

Investment Banking

Equity
Financing

Special Purpose Acquisition Vechiles (SPACs) `|` Initial Public Offerings (IPOs) `|` Registered Direct Offerings (RDs) `|` Confidentially Marketed Public Offerings (CMPOs) `|` Convertibles `|` PIPEs `|` Private Placements `|` The Market Offerings (ATMs).

Advisory `|` Merger & Acquisitions `|` Reverse Mergers `|` Divestitures `|` Convertibles `|` Corporate Restructuring `|` Potential Buyers or Mergers

Strategic
Advisory