RECENT TRANSACTIONS
April 9, 2025
FatPipe, Inc.
(Nasdaq: FATN)$4,000,000
Initial Public Offering Sole Bookrunner
March 27, 2025
Epsium Enterprise Limited
(Nasdaq: EPSM)$5,000,000
Initial Public Offering Sole Bookrunner
March 26, 2025
Inspire Veterinary Partners, Inc.
(Nasdaq: IVP)$6,000,000
Registered Direct Offering Exclusive Placement Agent
March 4, 2025
Plus Therapeutics, Inc.
(Nasdaq: PSTV)$15,000,000
Private Placement Exclusive Placement Agent
February 28, 2025
LZ Technology Holdings Limited
(NASDAQ: LZMH)$7,200,000
Initial Public Offering Joint Bookrunner
February 21, 2025
Wellgistics Health, Inc.
(Nasdaq: WGRX)$4,000,000
Initial Public Offering Joint Bookrunner
February 6, 2025
Huachen AI Parking Management Technology Holding Co., Ltd
(Nasdaq: HCAI)$6,000,000
Initial Public Offering Joint Bookrunner
February 4, 2025
MicroVision, Inc.
(Nasdaq: MVIS)$17,000,000
Private Placement Co-Placement Agent
January 23, 2025
Decent Holding Inc.
(Nasdaq: DXST)$5,000,000
Initial Public Offering Joint Bookrunner
January 23, 2025
U.S. Energy Corp.
(Nasdaq: USEG)$12,100,000
Public Offering Co-Manager
January 16, 2025
Kairos Pharma, Ltd.
(NYSE: KAPA)$3,500,000
Private Placement Co-Placement Agent
January 14, 2025
BurTech Acquisition Corp. Merger with Blaize, Inc.
(Nasdaq: BZAI)~$894,000,000
Business Combination Sole Underwriter
January 13, 2025
Nature’s Miracle Holding, Inc.
(Nasdaq: NMHI)$29,700,000
Private Placement Exclusive Placement Agent
January 6, 2025
HWH International Inc.
(Nasdaq: HWH)$1,765,900
Public Offering Exclusive Placement Agent
December 30, 2024
Park Ha Biological Technology Co., Ltd.
(Nasdaq: PHH)$4,800,000
Initial Public Offering Underwriter
December 23, 2024
FibroBiologics, Inc.
(Nasdaq: FBLG)$25,000,000
Private Placement Exclusive Placement Agent
December 19, 2024
Webuy Global Ltd.
(Nasdaq: WBUY)$3,700,000
Registered Direct Offering Exclusive Placement Agent
December 17, 2024
ConnectM Technology Solutions
(Nasdaq: CNTM)$25,000,000
Private Placement Exclusive Placement Agent
December 16, 2024
FAVO Capital, Inc.
(OTC Pink: FAVO)$2,000,000
Private Placement Exclusive Placement Agent
December 12, 2024
ImmunityBio, Inc.
(Nasdaq: IBRX)$100,000,000
Underwritten Public Offering Co-Manager
December 9, 2024
Jinxin Technology Holding Company
(Nasdaq: NAMI)$5,000,000
Initial Public Offering Financial Advisor
December 6, 2024
SRM Entertainment, Inc.
(Nasdaq: SRM)$1,700,000
Registered Direct Offering
Exclusive Placement Agent
December 6, 2024
Baijiayun Group Ltd.
(Nasdaq: RTC)$50,000,000
Private Placement Exclusive Placement Agent
December 3, 2024
Wing Yip Food Holdings Group Limited
(Nasdaq: WYHG)$8,200,000
Initial Public Offering Joint Underwriter
November 25, 2024
Armlogi Holding Corp
(Nasdaq: BTOC)$50,000,000
Private Placement Exclusive Placement Agent
November 20, 2024
Nova Vision Acquisition Corp Merger with Real Messenger
(Nasdaq: NOVV)$64,000,000
Business Combination Capital Markets Advisor
November 15, 2024
374Water Inc.
(Nasdaq: SCWO)$12,229,370
Registered Direct Offering Exclusive Placement Agent
November 14, 2024
Pineapple Financial, Inc.
(Nasdaq: PAPL)$1,000,000
Registered Direct Offering Exclusive Placement Agent
November 12, 2024
Nature’s Miracle Holding Inc.
(Nasdaq: NMHI)$3,000,000
Underwritten Public Offering Sole Bookrunner
November 8, 2024
Aduro Clean Technologies Inc.
(Nasdaq: ADUR)$4,000,000
Uplisting Co-Underwriter
October 24, 2024
Li Bang International Corporation Inc.
(Nasdaq: LBGJ)$6,080,000
Initial Public Offering Joint Bookrunner
October 23, 2024
HUHUTECH International Group Inc.
(Nasdaq: HUHU)$4,200,000
Initial Public Offering Joint Bookrunner
October 15, 2024
MicroVision, Inc.
(Nasdaq: MVIS)$75,000,000
Private Placement Placement Agent
October 4, 2024
Humacyte, Inc.
(Nasdaq: HUMA)$30,000,000
Registered Direct Offering Exclusive Placement Agent
September 26, 2024
Acri Capital Acquisition Corporation Merger with Foxx Development Holdings Inc.
(Nasdaq: FOXX)~$50,000,000
Business Combination Capital Markets Advisor
September 23, 2024
Zhibao Technology Inc.
(Nasdaq: ZBAO)$7,200,000
Private Placement Exclusive Placement Agent
September 20, 2024
Haoxi Health Technology Limited
(Nasdaq: HAO)$12,000,000
Underwritten Public Offering Sole Bookrunner
September 18, 2024
Pono Capital Two, Inc. Merger with SBC Medical Holdings, Inc.
(Nasdaq: SBC)~$1,000,000,000
Business Combination Capital Markets Advisor
September 17, 2024
Kairos Pharma, Ltd.
(NYSE: KAPA)$6,200,000
Initial Public Offering Co-Managing Underwriter
August 30, 2024
Solidion Technology, Inc.
(Nasdaq: STI)$4,000,000
Private Placement Exclusive Placement Agent
August 30, 2024
GigCapital7 Corp.
(Nasdaq: GIGGU)$200,000,000
SPAC Initial Public Offering Joint Bookrunner
August 30, 2024
INFINT Acquisition Corp. Merger with Seamless Group, Inc.
(Nasdaq: CURR)~$400,000,000
Business Combination Sole Underwriter
August 21, 2024
Horizon Aircraft, Inc.
(Nasdaq: HOVR)$2,900,000
Underwritten Public Offering Sole Bookrunner
August 14, 2024
NRx Pharmaceuticals, Inc.
(Nasdaq: NRXP)$16,000,000
Private Placement Exclusive Placement Agent
July 31, 2024
Cetus Capital Acquisition Corp. Merger with MKDWELL Tech Inc.
(Nasdaq: MKDW)~$230,000,000
Business Combination
Capital Markets Advisor
July 29, 2024
Nature’s Miracle Holding, Inc.
(Nasdaq: NMHI)$1,200,000
Underwritten Public Offering Sole Bookrunner
July 15, 2024
Shineco, Inc.
(Nasdaq: SISI)$2,000,000
Underwritten Public Offering Sole Bookrunner
July 12, 2024
Monterey Capital Acquisition Corporation Merger With ConnectM Technology Solutions
(Nasdaq: CNTM)~$145,000,000
Business Combination Capital Markets Advisor
July 3, 2024
Datasea Inc.
(Nasdaq: DTSS)$2,250,000
Registered Direct Exclusive Placement Agent
July 3, 2024
Trump Media & Technology Group Corp.
(Nasdaq: DJT)$2,500,000,000
Private Placement Exclusive Placement Agent
June 26, 2024
Caring Brands
(Private)$2,100,000
Private Placement Placement Agent
June 21, 2024
Feutune Light Acquisition Corporation Merger with Thunder Power Holdings, Inc.
(Nasdaq: AIEV)~$400,000,000
Business Combination Capital Markets Advisor
June 18, 2024
Lyneer Staffing Solutions Merger with Atlantic International Corp.
(OTC: ATLN)~$60,000,000
Merger Financial Advisor
June 17, 2024
DigiAsia Corp.
(Nasdaq: FAAS)$3,636,500
Private Placement Placement Agent
June 14, 2024
OneMedNet Corporation
(Nasdaq: ONMD)$1,500,000
Private Placement Exclusive Placement Agent
June 6, 2024
Plutonian Acquisition Corp. Merger with Big Tree Cloud International Group Limited
(Nasdaq: DSY)~$500,000,000
Business Combination Sole Underwriter on SPAC IPO
June 5, 2024
Kidpik Corp.
(Nasdaq: PIK)$2,000,000
Private Placement Financial Advisor
May 23, 2024
Reborn Coffee, Inc.
(Nasdaq: REBN)Private Placement Financial Advisor
May 15, 2024
Armlogi Holding Corp.
(Nasdaq: BTOC)$8,000,000
Initial Public Offering Sole Bookrunner
April 19, 2024
NRx Pharmaceuticals Inc.
(Nasdaq: NRXP)$2,000,000
Underwritten Public Offering Sole Bookrunner
April 19, 2024
Kartoon Studios Inc.
(Nasdaq: TOON)$7,000,000
Registered Direct Sole Placement Agent
April 3, 2024
Zhibao Technology Inc.
(Nasdaq: ZBAO)$6,095,060
Initial Public Offering Sole Bookrunner
April 2, 2024
OneMedNet Corporation
(Nasdaq: ONMD)$4,540,000
Private Placement Exclusive Placement Agent
April 1, 2024
U-BX Technology Ltd.
(Nasdaq: UBXG)$10,000,000
Initial Public Offering Sole Bookrunner
March 26, 2024
AppTech Payments Corp.
(Nasdaq: APCX)$2,000,000
Underwritten Public Offering Sole Bookrunner
March 25, 2024
Digital World Acquisition Corp. Merger with Trump Media & Technology Group Corp.
(Nasdaq: DJT)Business Combination Sole Underwriter & Exclusive Placement Agent
March 25, 2024
Black Hawk Acquisition Corporation
(Nasdaq: BKHAU)$69,000,000
SPAC IPO Sole Bookrunner
March 15, 2024
Energem Corp. Merger with Graphjet Technology Sdn. Bhd.
(GTI)~$1,380,000,000
Business Combination Capital Markets Advisor
March 15, 2024
Solidion Technology, Inc.
(Nasdaq: STI)$3,850,000
Private Placement Exclusive Placement Agent
March 6, 2024
NRx Pharmaceuticals, Inc.
(Nasdaq: NRXP)$1,725,000
Underwritten Public Offering Sole Bookrunner
February 16, 2024
SMX (Security Matters) PLC
(Nasdaq: SMX)$2,910,000
Underwritten Public Offering Sole Bookrunner
February 12, 2024
Reborn Coffee, Inc.
(Nasdaq: REBN)$6,100,000
Private Placement Financial Advisor
February 2, 2024
Nubia Brand International Corp. Merger with Solidion Technology, Inc.
(Nasdaq: STI)~$820,000,000
Business Combination Capital Markets Advisor
January 25, 2024
Haoxi Health Technology Limited
(Nasdaq: HAO)$11,040,000
Initial Public Offering Sole Bookrunner
January 17, 2024
DatChat, Inc.
(Nasdaq: DATS)$1,800,000
Underwritten Public Offering Sole Bookrunner
January 12, 2024
Horizon Aircraft Merger with Pono Capital Three, Inc.
()~$99,000,000
Business Combination Capital Markets Advisor
January 8, 2024
HWH International Inc. Merger with Alset Capital Acquisition Corp.
()~$125,000,000
Business Combination Capital Markets Advisor
January 1, 2024
Bruush Oral Care Inc.
(Nasdaq: BRSH)$6,000,000
Convertible Note Exclusive Placement Agent
December 29, 2023
Iron Horse Acquisitions Corp.
(Nasdaq: IROHU)$69,000,000
SPAC IPO Sole Bookrunner
December 18, 2023
Linkage Global Inc
(Nasdaq: LGCB)$6,000,000
Initial Public Offering Sole Bookrunner
December 14, 2023
Reliance Global Group, Inc.
(Nasdaq: RELI)$1,381,474
Warrant Inducement Exclusive Placement Agent
December 12, 2023
EF Hutton Acquisition Corporation I Merger with E.C.D. Automotive Design Inc.
(Nasdaq: ECDA)~$290,000,000
Business Combination Capital Markets Advisor
December 8, 2023
Mobiv Acquisition Corp Merger with SRIVARU Holding Ltd.
(Nasdaq: SVMH)~$195,000,000
Business Combination Capital Markets Advisor
November 30, 2023
Fenbo Holdings Limited
(Nasdaq: FEBO)$5,312,500
Initial Public Offering Sole Bookrunner
November 29, 2023
Treasure Global Inc
(Nasdaq: TGL)$4,000,000
Underwritten Public Offering Sole Bookrunner
November 16, 2023
HNR Acquisition Corp. Merger with Pogo Resources, LLC
(Nasdaq: HNRA)~$90,000,000
Business Combination Capital Markets Advisor
November 13, 2023
LQR House Inc.
(Nasdaq: LQR)$12,650,000
Underwritten Public Offering Sole Bookrunner
November 9, 2023
AI Transportation Acquisition Corp
(Nasdaq: AITRU)$60,000,000
SPAC Initial Public Offering Sole Bookrunner
November 8, 2023
Data Knights Acquisition Corp. Merger with OneMedNet Corporation
(Nasdaq: ONMD)~$200,000,000
Business Combination Capital Markets Advisor
November 1, 2023
Pineapple Financial Inc.
(NYSE: PAPL)$3,500,000
Initial Public Offering Sole Bookrunner
October 31, 2023
American Acquisition Opportunity Inc. Merger with Royalty Management Holding Corporation
(Nasdaq: RMCO)~$111,000,000
Business Combination Capital Markets Advisor
October 20, 2023
Webuy Global Ltd
(Nasdaq: WBUY)$17,480,000
Initial Public Offering Sole Bookrunner
October 16, 2023
LQR House Inc.
(Nasdaq: LQR)$5,400,000
Underwritten Public Offering Sole Bookrunner
October 11, 2023
Quetta Acquisition Corporation
(Nasdaq: QETAU)$69,000,000
SPAC IPO Sole Bookrunner
October 2, 2023
Bruush Oral Care Inc.
(Nasdaq: BRSH)$5,000,000
Private Placement Exclusive Placement Agent
September 29, 2023
Estrella Biopharma, Inc. Merger with TradeUP Acquisition Corp.
()~$325,000,000
Business Combination Underwriter
September 26, 2023
Lead Real Estate Co.
(Nasdaq: LRE)$8,001,000
Initial Public Offering Lead Bookrunner
September 12, 2023
Grom Social Enterprises, Inc.
(Nasdaq: GROM)$3,002,946
Underwritten Public Offering Sole Bookrunner
September 12, 2023
Datasea Inc.
(Nasdaq: DTSS)$2,000,000
Underwritten Public Offering Sole Bookrunner
September 8, 2023
American Rebel Holdings, Inc.
(Nasdaq: AREB)$3,287,555
Warrant Inducement Agent
September 8, 2023
Solowin Holdings
(Nasdaq: SWIN)$8,000,000
Initial Public Offering Sole Bookrunner
September 7, 2023
SMX (Security Matters) Public Limited Company
(Nasdaq: SMX)$4,290,000
Private Placement Exclusive Placement Agent
August 18, 2023
99 Acquisition Group Inc.
(Nasdaq: NNAGU)$75,000,000
SPAC IPO Sole Bookrunner
August 15, 2023
SRM Entertainment, Inc.
(Nasdaq: SRM)$6,250,000
Initial Public Offering Sole Bookrunner
August 11, 2023
LQR House Inc.
(Nasdaq: LQR)$5,750,000
Initial Public Offering Sole Bookrunner
August 3, 2023
Environmental Solutions Group Holdings Limited Merger with Genesis Unicorn Capital Corp.
()~$100,770,000
Business Combination Capital Markets Advisor
July 27, 2023
Keen Vision Acquisition Corporation
(Nasdaq: KVACU)$149,500,000
SPAC IPO Lead Bookrunner
June 30, 2023
American Rebel Holdings, Inc.
(Nasdaq: AREB)$3,000,000
Private Placement Exclusive Placement Agent
June 23, 2023
SMX (Security Matters) Public Limited Company
(Nasdaq: SMX)$3,200,000
Underwritten Public Offering Sole Bookrunner
June 16, 2023
Bone Biologics Corporation
(Nasdaq: BBLG)$5,000,000
Underwritten Public Offering Sole Bookrunner
June 16, 2023
Clene Inc.
(Nasdaq: CLNN)$40,000,000
Underwritten Public Offering Co-Manager
May 24, 2023
Biocept, Inc.
(Nasdaq: BIOC)$4,999,998
Underwritten Public Offering Sole Bookrunner
May 19, 2023
Bright Green Corporation
(Nasdaq: BGXX)$3,500,000
Private Placement Exclusive Placement Agent
May 15, 2023
Guardforce AI Co., Limited
(Nasdaq: GFAI)$13,799,759
Underwritten Public Offering Sole Bookrunner
May 5, 2023
Guardforce AI Co., Limited
(Nasdaq: GFAI)$9,199,997
Underwritten Public Offering Sole Bookrunner
April 25, 2023
Sidus Space, Inc.
(Nasdaq: SIDU)$11,248,025
Underwritten Public Offering Joint Bookrunner
April 20, 2023
Enovix Corporation
(Nasdaq: ENVX)$140,000,000
Convertible Senior Notes Co-Manager
April 13, 2023
AERWINS Technologies Inc.
(Nasdaq: AWIN)$5,000,000
Private Placement Exclusive Placement Agent
April 3, 2023
Chanson International Holding
(Nasdaq: CHSN)$13,560,000
Initial Public Offering Sole Bookrunner
March 31, 2023
Hongli Group Inc.
(Nasdaq: HLP)$8,250,000
Initial Public Offering Sole Bookrunner
March 30, 2023
YanGuFang International Group Co., Ltd.
(Nasdaq: YGF)$8,000,000
Initial Public Offering Sole Bookrunner
March 29, 2023
Maxpro Capital Acquisition Corp. Merger with Apollomics Inc.
(Nasdaq: APLM)~$919,000,000
Capital Markets Advisor
March 23, 2023
Oak Woods Acquisition Corporation
(Nasdaq: OAKUU)$57,500,000
SPAC IPO Sole Bookrunner
March 22, 2023
Four Leaf Acquisition Corporation
(Nasdaq: FORLU)$54,210,000
SPAC IPO Sole Bookrunner
March 13, 2023
Reliance Global Group, Inc.
(Nasdaq: RELI)$4,000,000
Private Placement Exclusive Placement Agent
March 7, 2023
Lionheart III Corp. Merger with Security Matters Ltd.
(Nasdaq: SMX)~$225,000,000
Business Combination Financial Advisor
March 6, 2023
Unicycive Therapeutics, Inc.
(Nasdaq: UNCY)$30,000,000
Private Placement Exclusive Placement Agent
March 1, 2023
Treasure Global Inc.
(Nasdaq: TGL)$5,500,000
Private Placement Exclusive Placement Agent
February 15, 2023
Maxpro Capital Acquisition Corp.
(Nasdaq: JMACU)$23,650,000
Private Placement Exclusive Placement Agent
February 14, 2023
Ocean Biomedical, Inc. Merger with Aesther Healthcare Acquisition Corp.
(Nasdaq: OCEA)$274,875,000
Capital Markets Advisor
February 10, 2023
Hempacco Co., Inc.
(Nasdaq: HPCO)$7,245,000
Underwritten Public Offering Joint Bookrunner
February 9, 2023
Pono Capital Three, Inc.
(Nasdaq: PTHRU)$115,000,000
SPAC IPO Sole Bookrunner
February 8, 2023
Sonnet BioTherapeutics, Inc.
(Nasdaq: SONN)$15,000,000
Underwritten Public Offering Joint Bookrunner
February 3, 2023
AERWINS Technologies, Inc. Merger with Pono Capital Corp.
()~$600,000,000
Financial Advisor
January 31, 2023
AppTech Payments Corp.
(Nasdaq: APCX)$5,000,001
Registered Direct Offering and Concurrent Private Placement Exclusive Placement Agent
January 31, 2023
Sidus Space, Inc.
(Nasdaq: SIDU)$5,167,330
Underwritten Public Offering Joint Bookrunner
January 31, 2023
Cetus Capital Acquisition Corp.
(Nasdaq: CETU)$57,500,000
SPAC IPO Sole Bookrunner
January 30, 2023
Nine Energy Service, Inc.
(NYSE: NINE)$300,000,000
Senior Secured Notes and Common Stock Co-Manager
January 27, 2023
Nemaura Medical Inc.
(Nasdaq: NMRD)$8,393,361
Registered Direct Offering Exclusive Placement Agent
January 25, 2023
Grom Social Enterprises, Inc.
(Nasdaq: GROM)$3,000,001
Private Placement Exclusive Placement Agent
January 10, 2023
Atlas Lithium Corp.
(Nasdaq: ATLX)$4,657,500
Underwritten Public Offering and Uplisting Sole Bookrunner
January 5, 2023
Announced: Pogo Resources LLC Merger with HNR Acquisition Corp.
()~$145,000,000⁽¹⁾
Capital Markets Advisor
January 3, 2023
Announced: ConnectM Technology Solutions Inc. Merger with Monterey Capital Acquisition Corporation
()~$145,000,000⁽¹⁾
Capital Markets Advisor
December 16, 2022
Harrow Health, Inc.
(Nasdaq: HROW)$35,000,000
Senior Notes Lead Manager
December 9, 2022
CTO Realty Growth, Inc.
(NYSE: CTO)$65,600,000
Underwritten Public Offering Co-Manager
December 9, 2022
Grom Social Enterprises, Inc.
(Nasdaq: GROM)$5,004,642
Follow-On Offering Sole Bookrunner
December 8, 2022
Announced: Modulex Modular Buildings Plc merger with PHP Ventures Acquisition Corp.
()~$732,000,000
Capital Markets Advisor
November 16, 2022
Announced: Arabian Entertainment Company, Ltd. Merger with Sagaliam Acquisition Corp.
()~$227,280,000
SPAC IPO Underwriter
November 15, 2022
Subsea Environmental Services B.V.
()$31,000,000
Senior Credit Facility Financial Advisor
November 15, 2022
Plutonian Acquisition
(Nasdaq: PLTN)$57,500,000
SPAC IPO Sole Bookrunner
November 15, 2022
Snail, Inc.
(Nasdaq: SNAL)$15,000,000
Initial Public Offering Joint Bookrunner
November 10, 2022
Scilex Holding Company Merger with Vickers Vantage Corp.
()~$1,640,000,000
Capital Markets Advisor
October 31, 2022
Castellum, Inc.
(NYSE: CTM)$3,000,000
Underwritten Public Offering and Uplisting Sole Bookrunner
October 31, 2022
Guardforce AI Co.,
(Nasdaq: GFAI)$1,707,500
Private Placement Executive Placement
October 31, 2022
Coeptis Therapeutics Holdings, Inc. Merger with Bull Horn Holdings Corp.
()~$175,000,000
Capital Markets Advisor
October 27, 2022
Selina Hospitality PLC Merger with BOA Acquisition Corp.
()~$996,000,000
Capital Markets Advisor
October 19, 2022
Super Apps Holdings Merger with Technology & Telecommunication Acquisition Corporation
()~$1,100,000,000
SPAC IPO Underwriter
September 29, 2022
SHF Holdings, Inc. Merger with Northern Lights Acquisition Corp.
()$227,100,000
Capital Markets Advisor
September 23, 2022
Splash Beverage Group, Inc.
(NYSE: SBEV)$3,100,000
Underwritten Public Offering Sole Bookrunner
September 22, 2022
Global Star Acquisition, Inc.
(Nasdaq: GLSTU)$92,000,000
SPAC IPO Sole Bookrunner
September 13, 2022
Yoshiharu Global Co.
(Nasdaq: YOSH)$11,760,000
Initial Public Offering Sole Bookrunner
September 13, 2022
EF Hutton Acquisition Corporation I
(Nasdaq: EFHTU)$115,000,000
SPAC IPO Sole Bookrunner
September 12, 2022
Announced: Rana Financial, Inc. & Mobitech International Merger with Fintech Ecosystem Development Corp.
()~$198,000,000
Capital Markets Advisor
September 12, 2022
Bright Green Corporation
(Nasdaq: BGXX)$10,000,000
Private Placement Exclusive Placement Agent
August 30, 2022
Announced: Newsight Imaging Ltd. Merger with Vision Sensing Acquisition Corp.
()~$380,000,000
Capital Markets Advisor
August 30, 2022
Onfolio Holdings Inc.
(Nasdaq: ONFO)$13,774,847
Initial Public Offering Sole Bookrunner
August 26, 2022
Announced: Avanseus Holdings Merger with Fat Projects Acquisition Corp.
()~$135,700,000
Capital Markets Advisor
August 19, 2022
Graphex Group Limited
(NYSE: GRFX)$13,500,000
Underwritten Public Offering and Uplisting Sole Bookrunner
August 1, 2022
Pono Capital Two, Inc
(Nasdaq: PTWOU)$115,000,000
SPAC IPO Sole Bookrunner
August 1, 2022
Mobiv Acquisition Corp
(Nasdaq: MOBVU)$100,050,000
SPAC IPO Sole Bookrunner
August 1, 2022
Announced: Seamless Group Inc. Merger with InFint Acquisition Corp.
()~$400,000,000
SPAC IPO Underwriter
August 1, 2022
Announced: Caspi Oil Gas LLP Merger with Liberty Resources Acquisition Corp.
()~$427,700,000
SPAC IPO Underwriter
August 1, 2022
Treasure Global Inc
(Nasdaq: TGL)$9,200,000
Initial Public Offering Sole Bookrunner
August 1, 2022
Reborn Coffee, Inc.
(Nasdaq: REBN)$7,200,000
Initial Public Offering Sole Bookrunner
August 1, 2022
Embrace Change Acquisition Corp.
(Nasdaq: EMCGU)$73,928,550
SPAC IPO Sole Bookrunner
July 1, 2022
American Rebel Holdings, Inc.
(Nasdaq: AREB)$12,887,976
Private Placement Exclusive Placement Agent
July 1, 2022
Announced: AnyTech365 Merger with DUET Acquisition Corp.
()~$287,000,000
SPAC IPO Sole Bookrunner
July 1, 2022
AgriFORCE Growing Systems Ltd.
(Nasdaq: AGRI)$14,025,000
Convertible Debt Facility Exclusive Placement Agent
July 1, 2022
Announced: Security Matters Limited Merger with Lionheart III Corp
()~$244,400,000
Capital Markets Advisor
July 1, 2022
Closed: FiscalNote Holdings, Inc., Merger with Duddell Street Acquisition Corp.
()$1,188,000,000
Capital Markets Advisor
July 1, 2022
American Rebel Holdings, Inc. (Nasdaq: AREB) with Champion Safe Company
()$9,897,420
Acquisition Financial Advisor
June 1, 2022
TC Biopharm (Holdings) Plc
(Nasdaq: TCBP)$4,600,000
Underwritten Public Offering Sole Bookrunner
June 1, 2022
Modiv Inc.
(NYSE: MDV)$50,000,000
ATM Offering Sales Agent
June 1, 2022
Acri Capital Acquisition Corporation
(Nasdaq: ACACU)$86,250,000
SPAC IPO Sole Bookrunner
June 1, 2022
Odyssey Marine Exploration, Inc.
(Nasdaq: OMEX)$16,547,375
Registered Direct Offering Exclusive Placement Agent
June 1, 2022
Vivakor, Inc.
(Nasdaq: VIVK)$37,400,000
Acquisition of Silver Fuels Delhi, LLC & White Claw Colorado City, LLC Financial Advisor
June 1, 2022
Feutune Light Acquisition Corporation
(Nasdaq: FLFVU)$97,750,000
SPAC IPO Joint Bookrunner
May 1, 2022
Monterey Capital Acquisition Corporation
(Nasdaq: MCACU)$92,000,000
SPAC IPO Sole Bookrunner
May 1, 2022
Bright Green Corporation
(NASDAQ: BGXX)Direct Listing Financial Advisor
April 1, 2022
Guardforce AI Co., Ltd.
(Nasdaq: GFAI)$10,050,253
Registered Direct Offering Exclusive Placement Agent
April 1, 2022
Denali Acquisition Corp.
(Nasdaq: DECAU)$82,500,000
SPAC IPO Joint Bookrunner
April 1, 2022
Hoth Therapeutics Inc.
(Nasdaq: HOTH)$7,000,000
Underwritten Public Offering Sole Bookrunner
April 1, 2022
Aura FAT Projects Acquisition Corp.
(Nasdaq: AFARU)$115,000,000
SPAC IPO Sole Bookrunner
April 1, 2022
Announced: EON Reality Inc. Merger with Arogo Capital Acquisition Corp.
()~$655,000,000
Capital Markets Advisor
April 1, 2022
Announced: OneMedNet Corporation Merger with Data Knights Acquisition Corp.
()~$317,000,000
SPAC IPO Underwritter
April 1, 2022
Aimfinity Investment Corp. I
(Nasdaq: AIMAU)$80,500,000
SPAC IPO Joint Bookrunner
March 2, 2022
Salem Media Group, Inc.
(Nasdaq: SALM)$15,000,000
ATM Offering Financial Advisor
March 1, 2022
Nubia Brand International Corp.
(Nasdaq: NUBIU)$123,500,000
SPAC IPO Sole Bookrunner
March 1, 2022
Troika Media Group, Inc.
(Nasdaq: TRKA)$50,000,000
Private Placement Exclusive Placement Agent
March 1, 2022
Troika Media Group, Inc. with Converge Direct, LLC
()$125,000,000
Acquisition Exclusive Financial Advisor
March 1, 2022
Statera Biopharma, Inc.
(Nasdaq: STAB)$5,650,000
Underwritten Public Offering Sole Bookrunner
February 2, 2022
Northern Lights Acquisition Corp.
(Nasdaq: NLITU)$60,000,000
Private Placement Exclusive Placement Agent
February 1, 2022
Alset Capital Acquisition Corp.
(Nasdaq: ACAXU)$86,250,000
SPAC IPO Sole Bookrunner
February 1, 2022
American Rebel Holdings, Inc.
(Nasdaq: AREB)$10,500,000
Underwritten Public Offering and Uplisting Sole Bookrunner
February 1, 2022
Statera Biopharma, Inc.
(Nasdaq: STAB)$2,000,000
Registered Direct Offering Exclusive Placement Agent
February 1, 2022
Evergreen Corporation
(Nasdaq: EVGRU)$115,000,000
SPAC IPO Sole Bookrunner
February 1, 2022
HNR Acquisition Corp
(NYSE: HNRAU)$86,250,000
SPAC IPO Sole Bookrunner
February 1, 2022
TC BioPharm (Holdings) PLC
(Nasdaq: TCBP)$17,500,004
Initial Public Offering Sole Bookrunner
February 1, 2022
Vivakor, Inc.
(Nasdaq: VIVK)$8,000,000
Underwritten Public Offering and Uplisting Sole Bookrunner
February 1, 2022
Splash Beverage Group, Inc.
(NYSE: SBEV)$9,200,000
Underwritten Public Offering Sole Bookrunner
February 1, 2022
Genesis Unicorn Capital Corp.
(Nasdaq: GENQU)$86,250,000
SPAC IPO Sole Bookrunner
February 1, 2022
Future Tech II Acquisition Corp.
(Nasdaq: FTIIU)$115,000,000
SPAC IPO Sole Bookrunner
January 1, 2022
EVmo, Inc.
(OTCPK: YAYO)$13,700,000
Underwritten Public Offering Sole Bookrunner
January 1, 2022
AppTech Payment Corp.
(Nasdaq: APCX)$15,000,000
Underwritten Public Offering and Uplisting Sole Bookrunner
January 1, 2022
Hour Loop, Inc.
(Nasdaq: HOUR)$6,900,000
Initial Public Offering Sole Bookrunner
January 1, 2022
AFC Gamma, Inc.
(Nasdaq: AFCG)$70,725,000
Underwritten Public Offering Joint Bookrunner
January 1, 2022
Technology & Telecommunication Acquisition Corp.
(Nasdaq: TETEU)$115,000,000
SPAC IPO Sole Bookrunnner
January 1, 2022
Guardforce AI Co. Ltd.
(Nasdaq: GFAI)$10,295,996
Private Placement Exclusive Placement Agent
January 1, 2022
DUET Acquisition Corp.
(Nasdaq: DUETU)$86,250,000
SPAC IPO Sole Bookrunner
January 1, 2022
Renovare Environmental, Inc.
(Nasdaq: RENO)$1,285,000
Private Placement Co-Placement Agent
January 1, 2022
Indonesia Energy Corp.
(NYSE: INDO)$7,000,000
Private Placement Exclusive Placement Agent
January 1, 2022
CareCloud, Inc.
(Nasdaq: MTBC)$25,000,000
Preferred Stock Offering Joint Bookrunner
December 1, 2021
Longeveron Inc.
(Nasdaq: LGVN)$20,462,540
Private Placement Exclusive Placement Agent
December 1, 2021
B. Riley Financial, Inc.
(Nasdaq: RILY)$322,679,225
Senior Notes Lead Manager
December 1, 2021
Greenidge Generation Holdings Inc.
(Nasdaq: GREE)$17,000,000
Senior Notes Joint Bookrunner
December 1, 2021
Digital World Acquisition Corp.
(Nasdaq: DWACU)$1,000,000,000
Private Placement Exclusive Placement Agent
December 1, 2021
Stran & Company Inc.
(Nasdaq: STRN)$21,728,472
Private Placement Exclusive Placement Agent
December 1, 2021
Babcock & Wilcox Enterprises, Inc.
(NYSE: BW)$140,000,000
Senior Notes Joint Bookrunner
December 1, 2021
Inception Growth Acquisition Limited
(Nasdaq: IGTAU)$103,500,000
SPAC IPO Joint Bookrunner
December 1, 2021
BurTech Acquisition Corp.
(Nasdaq: BRKHU)$287,500,000
SPAC IPO Sole Bookrunner
December 1, 2021
Sagaliam Acquisition Corp.
(Nasdaq: SAGAU)$115,000,000
SPAC IPO Sole Bookrunner
December 1, 2021
G Medical Innovations Holdings Ltd
(Nasdaq: GMVD)$5,000,000
Private Placement Exclusive Placement Agent
December 1, 2021
Reliance Global Group, Inc.
(Nasdaq: RELI)$20,000,000
Private Placement Exclusive Placement Agent
December 1, 2021
Arogo Capital Acquisition Corp.
(Nasdaq: AOGOU)$103,500,000
SPAC IPO Sole Bookrunner
December 1, 2021
Applied UV, Inc.
(Nasdaq: AUVI)$9,200,001
Underwritten Public Offering Sole Bookrunner
December 1, 2021
Aetherium Acquisition Corp.
(Nasdaq: GMFIU)$115,000,000
SPAC IPO Sole Bookrunner
November 22, 2021
Atlanticus Holdings Corp.
(Nasdaq: ATLC)$150,000,000
Senior Notes Lead Manager
November 17, 2021
Energem Corp.
(Nasdaq: ENCPU)$115,000,000
SPAC IPO Sole Bookrunner
November 16, 2021
Argo Blockchain PLC
(Nasdaq: ARBK)$40,000,000
Senior Notes Joint Bookrunner
November 16, 2021
InFinT Acquisition Corp.
(NYSE: IFIN.U)$199,998,800
SPAC IPO Lead Bookrunner
November 15, 2021
Kidpik Corp.
(Nasdaq: PIK)$18,000,000
Initial Public Offering Sole Bookrunner
November 12, 2021
AnPac Bio-Medical Science Co., Ltd.
(Nasdaq: ANPC)$2,513,286
Underwritten Public Offering Sole Bookrunner
November 11, 2021
Tellurian Inc.
(NYSE: TELL)$50,000,000
Senior Notes Offering Lead Manager
November 11, 2021
Stran & Company Inc.
(Nasdaq: STRN)$20,699,996
Initial Public Offering Lead Bookrunner
November 10, 2021
Liberty Resources Acquisition Corp.
(Nasdaq: LIBYU)$115,000,000
SPAC IPO Sole Bookrunner
November 4, 2021
Fortune Rise Acquisition Corp.
(Nasdaq: FRLAU)$97,750,000
SPAC IPO Joint Bookrunner
November 4, 2021
GreenBox POS
(Nasdaq: GBOX)$100,000,000
Private Placement Exclusive Placement Agent
November 1, 2021
NextPlay Technologies, Inc.
(Nasdaq: NXTP)$30,000,000
Registered Direct Offering Exclusive Placement Agent
November 1, 2021
Pasithea Therapeutics Corp.
(Nasdaq: KTTA)$30,380,000
Private Placement Exclusive Placement Agent
November 1, 2021
Canna-Global Acquisition Corp.
(Nasdaq: CNGLU)$230,000,000
SPAC IPO Sole Bookrunner
October 31, 2021
Vision Sensing Acquisition Corp.
(Nasdaq: VSACU)$101,200,000
SPAC IPO Sole Bookrunner
October 29, 2021
The Glimpse Group
(Nasdaq: VRAR)$15,000,000
Private Placement Exclusive Placement Agent
October 28, 2021
iSun, Inc.
(Nasdaq: ISUN)$39,500,000
ATM Offering Sales Agent
October 25, 2021
Golden Matrix Group, Inc.
(OTCQX: GMGI)$3,475,003
Registered Direct Offering Exclusive Placement Agent
October 19, 2021
Fintech Ecosystem Development Corp.
(Nasdaq: FEXDU)$115,000,000
SPAC IPO Sole Bookrunner
October 18, 2021
Greenidge Generation Holdings Inc.
(Nasdaq: GREE)$55,200,000
Senior Notes Lead Manager
October 18, 2021
Fat Projects Acquisition Corp.
(Nasdaq: FATPU)$115,000,000
SPAC IPO
Sole Bookrunner
October 18, 2021
Healthcare Triangle, Inc.
(Nasdaq: HCTI)$13,050,000
Initial Public Offering
Sole Bookrunner
October 18, 2021
Superior Drilling Products, Inc.
(NYSE: SDPI)$2,000,000
Registered Direct Offering
Exclusive Placement Agent
October 12, 2021
Maxpro Capital Acquisition Corp.
(Nasdaq: JMACU)$103,500,000
SPAC IPO Sole Bookrunner
October 8, 2021
Parsec Capital Acquisitions Corp.
(Nasdaq: PCXCU)$86,250,000
SPAC IPO Sole Bookrunner
October 7, 2021
Healthcare Trust, Inc.
(Nasdaq: HTIA)$90,750,000
Preferred Stock Offering Co-Manager
October 2, 2021
PEDEVCO Corp.
(NYSE: PED)$7,000,002
Registered Direct Offering Joint Placement Agent
October 1, 2021
Announced: Trump Media & Technology Group with Digital World Acquisition Corp.
( )~$1,700,000,000
SPAC IPO Sole Bookrunner
September 21, 2021
HHG Capital Corp.
(Nasdaq: HHGCU)$57,500,000
SPAC IPO
Joint Bookrunner
September 17, 2021
Guardforce AI Co., Ltd.
(Nasdaq: GFAI)$15,000,000
Underwritten Public Offering
and Uplisting
Sole Bookrunner
September 10, 2021
LifeMD, Inc.
(Nasdaq: LFMD)$35,000,000
Preferred Stock Offering Joint Bookrunner
September 3, 2021
Digital Brands Group, Inc.
(Nasdaq: DBGI)$5,265,000
Private Placement
Exclusive Placement Agent
September 2, 2021
Digital World Acquisition Corp.
(Nasdaq: DWACU)$287,500,000
SPAC IPO
Sole Bookrunner
September 1, 2021
Aesther Healthcare Acquisition Corp.
(Nasdaq: AEHAU)$105,000,000
SPAC IPO
Sole Bookrunner
September 1, 2021
Pasithea Therapeutics Corp.
(Nasdaq: KTTA)$24,000,000
Initial Public Offering
Sole Bookrunner
August 26, 2021
Charah Solutions, Inc.
(NYSE: CHRA)$135,000,000
Senior Notes
Lead Manager
August 16, 2021
DatChat, Inc.
(Nasdaq: DATS)$13,799,999
Initial Public Offering
Lead Bookrunner
August 12, 2021
PHP Ventures Acquisition Corp.
(Nasdaq: PPHPU)$57,500,000
SPAC IPO
Sole Bookrunner
August 11, 2021
Pono Capital Corp.
(Nasdaq: PONOU)$115,000,000
SPAC IPO
Sole Bookrunner
August 10, 2021
BioVie, Inc.
(Nasdaq: BIVI)$20,736,000
Underwritten Public Offering
Financial Advisor
August 4, 2021
B. Riley Financial, Inc.
(Nasdaq: RILY)$316,250,000
Senior Notes
Lead Manager
August 3, 2021
Nova Vision Acquisition Corp.
(Nasdaq: NOVVU)$57,500,000
SPAC IPO Joint Bookrunner
August 2, 2021
Gladstone Acquisition Corp.
(Nasdaq: GLEEU)$104,924,800
SPAC IPO Sole Bookrunner
August 1, 2021
IDW Media Holdings, Inc.
(NYSE: IDW)$10,350,000
Underwritten Public Offering
and Uplisting
Sole Bookrunner
July 30, 2021
TradeUP Acquisition Corp.
(Nasdaq: UPTDU)$44,300,000
SPAC IPO
Joint Bookrunner
July 15, 2021
AgriFORCE Growing Systems, Ltd.
(Nasdaq: AGRI)$15,639,994
Initial Public Offering
Sole Bookrunner
July 14, 2021
Applied UV, Inc.
(Nasdaq: AUVI)$13,800,000
Preferred Stock Offering
Joint Bookrunner
July 8, 2021
Protagenic Therapeutics, Inc.
(Nasdaq: PTIX)$10,000,000
ATM Offering
Sales Agent
July 1, 2021
HCW Biologics, Inc.
(Nasdaq: HCWB)$56,000,000
Initial Public Offering
Sole Bookrunner
June 28, 2021
G Medical Innovations Holdings, Ltd.
(Nasdaq: GMVD)$15,000,000
Initial Public Offering
Sole Bookrunner
June 26, 2021
Global Self Storage, Inc.
(Nasdaq: SELF)$6,900,002
Underwritten Public Offering
Sole Bookrunner
June 25, 2021
Northern Lights Acquisition Corp.
(Nasdaq: NLITU)$115,000,000
SPAC IPO
Sole Bookrunner
June 24, 2021
Grove, Inc.
(Nasdaq: GRVI)$12,650,000
Initial Public Offering
Sole Bookrunner
June 18, 2021
Sonim Technologies, Inc.
(Nasdaq: SONM)$10,000,000
ATM Offering Sales Agent
June 16, 2021
The Glimpse Group, Inc.
(Nasdaq: VRAR)$14,087,500
Initial Public Offering Sole Bookrunner
June 15, 2021
Synchronoss Technologies, Inc.
(Nasdaq: SNCR)$125,000,000
Senior Notes
Lead Manager
June 12, 2021
Grom Social Enterprises, Inc.
(Nasdaq: GROM)$11,496,384
Underwritten Public
Offering and Uplisting
Sole Bookrunner
June 1, 2021
Taronis Fuels, Inc.
(OTCQB: TRNF)$16,496,004
Private Placement Executive Placement Agent
June 1, 2021
CEL-SCI Corporation
(NYSE: CVM)$36,418,200
Bought Underwritten Public Offering Sole Bookrunner
June 1, 2021
Atlanticus Holdings Corporation
(Nasdaq: ATLC)$79,713,325
Preferred Stock Offering Lead Manager
June 1, 2021
American Resources Corporation
(Nasdaq: AREC)$30,100,000
Registered Direct Exclusive Placement Agent
June 1, 2021
Global Consumer Acquisition Company
(Nasdaq: GACQU)$182,630,000
SPAC IPO Sole Bookrunner
June 1, 2021
Splash Beverage Group Inc.
(NYSE: SBEV)$15,000,000
Uplisting
and Underwritten Public Offering
Sole Bookrunner
May 1, 2021
Alfi, Inc.
(Nasdaq: ALF)$17,807,840
Initial Public Offering Sole Bookrunner
May 1, 2021
Babcock & Wilcox Enterprises, Inc.
(NYSE: BW)$111,117,500
Preferred Stock Offering
Lead Manager
May 1, 2021
Maquia Capital Acquisition Corporation
(Nasdaq: MAQCU)$173,097,190
SPAC IPO Sole Bookrunner
May 1, 2021
Data Knights Acquisition Corporation
(Nasdaq: DKDCU)$115,000,000
SPAC IPO Sole Bookrunner
May 1, 2021
Monaker Group, Inc.
(Nasdaq: MKGI)$9,286,250
Underwritten Public Offering Sole Bookrunner
May 1, 2021
Digital Brands Group, Inc.
(Nasdaq: DBGI)$11,499,999
Initial Public Offering Sole Bookrunner
May 1, 2021
Aries I Acquisition Corporation
(Nasdaq: RAMMU)$143,750,000
SPAC IPO Joint Bookrunner
May 1, 2021
SANUWAVE Health, Inc.
(OTCQB: SNWV)Private Placement Exclusive Placement Agent
May 1, 2021
COMSovereign Holding Corp.
(Nasdaq: COMS)$10,000,000
Private Placement Financial Advisor
April 1, 2021
Medalist Diversified REIT, Inc.
(Nasdaq: MDRR)$12,000,000
Underwritten Public Offering Sole Bookrunner
April 1, 2021
LIZHI Inc.
(Nasdaq: LIZI)$30,000,002
Registered Direct Exclusive Placement Agent
April 1, 2021
Muscle Maker Grill
(Nasdaq: GRIL)
Advisory
Financial Advisory
April 1, 2021
Troika Media Group, Inc.
(Nasdaq: TRKA)$24,000,002
Initial Public Offering Sole Bookrunner
April 1, 2021
Protagenic Therapeutics, Inc.
(Nasdaq: PTIX)$13,197,000
Uplisting
and Underwritten Public Offering
Sole Bookrunner
March 1, 2021
American Acquisition Opportunity Inc.
(Nasdaq: AMAOU)$105,060,020
SPAC IPO Sole Bookrunnner
March 1, 2021
Hoth Therapeutics Inc.
(Nasdaq: HOTH)$15,000,000
Private Placement Financial Advisor
March 1, 2021
The Glimpse Group
()Private Placement Placement Agent
March 1, 2021
Cootek (Cayman) Inc.
(NYSE: CTK)$20,000,000
Private Placement Exclusive Placement Agent
March 1, 2021
Healthcare Triangle Inc.
()$4,000,000
Private Placement Placement Agent
March 1, 2021
Grom Social Enterprises Inc.
(OTCPK: GRMM)Private Placement Placement Agent
March 1, 2021
IMAC Holdings, Inc.
(Nasdaq: IMAC)$19,550,000
Underwritten Public Offering Sole Bookrunner
March 1, 2021
Agriforce Growing Systems, Ltd.
()Private Placement Placement Agent
March 1, 2021
Infinity Energy Resources, Inc.
(OTCPK: IFNY)
Advisory
Financial Advisor
March 1, 2021
B. Riley Financial, Inc.
(Nasdaq: RILY)$159,493,250
Senior Notes Co-Manager
March 1, 2021
Wizard Brands, Inc.
(OTCPK: WIZD)Private Placement Placement Agent
March 1, 2021
Integrated Ventures, Inc.
(OTCPK: INTV)$9,000,000
Registered Direct Exclusive Placement Agent
March 1, 2021
Dragon Victory International Limited
(Nasdaq: LYL)$6,000,000
Private Placement Exclusive Placement Agent
February 1, 2021
PEDEVCO Corp.
(NYSE: PED)$8,952,750
Underwritten Public Offering Sole Bookrunner
February 1, 2021
SPI Energy Co., Ltd.
(Nasdaq: SPI)$14,732,396
Registered Direct Placement Agent
February 1, 2021
Reliance Global Group
(Nasdaq: RELI)$12,420,000
Uplisting
and Underwritten Public Offering
Sole Bookrunner
February 1, 2021
Longeveron
(Nasdaq: LGVN)$29,100,000
Initial Public Offering Sole Bookrunner
February 1, 2021
Gaucho Group Holdings, Inc.
(Nasdaq: VINO)$8,000,004
Uplisting
and Underwritten Public Offering
Sole Bookrunner
February 1, 2021
GreenBox POS
(Nasdaq: GBOX)$50,111,250
Uplisting
and Underwritten Public Offering
Sole Bookrunner
February 1, 2021
COMSovereign Holding Corp.
(Nasdaq: COMS)$27,599,997
Underwritten Public Offering Sole Bookrunner
February 1, 2021
Babcock & Wilcox Enterprises, Inc.
(NYSE: BW)$125,000,000
Senior Notes Offering Co-Manager
February 1, 2021
U.S. Energy Corp.
(Nasdaq: USEG)$5,771,160
Underwritten Public Offering Sole Bookrunner
January 1, 2021
Benessere Capital Acquisition Corp.
(Nasdaq: BENEU)$115,000,000
SPAC IPO Sole Bookrunner
January 1, 2021
Digital Ally Inc.
(Nasdaq: DGLY)$30,955,000
Registered Direct Exclusive Placement Agent
January 1, 2021
Gladstone Land Corp.
(Nasdaq: LAND)$52,500,000
Preferred Series D Cumulative Term
January 1, 2021
Cootek (Cayman) Inc.
(NYSE: CTK)$10,000,000
Private Placement Exclusive Placement Agent
January 1, 2021
FoxWayne Enterprises Acquisition Corp.
(Nasdaq: FOXWU)$57,500,000
SPAC IPO Sole Bookrunner
January 1, 2021
Dragon Victory International Limited
(Nasdaq: LYL)$2,000,000
Private Placement Exclusive Placement Agent
January 1, 2021
B. Riley Financial, Inc.
(Nasdaq: RILY)$230,000,000
Senior Notes Co-Manager
January 1, 2021
COMSovereign Holding Corp.
(Nasdaq: COMS)$17,365,435
Uplisting
and Underwritten Public Offering
Sole Bookrunner
January 1, 2021
Cootek (Cayman) Inc.
(NYSE: CTK)$10,000,000
Private Placement Exclusive Placement Agent
January 1, 2021
Digital Ally Inc.
(Nasdaq: DGLY)$40,040,000
Registered Direct Exclusive Placement Agent
December 1, 2020
SPI Energy Co., Ltd.
(Nasdaq: SPI)$35,019,900
Registered Direct Placement Agent
December 1, 2020
AMMO Inc.
(Nasdaq: POWW)$20,682,749
Uplisting Joint Bookrunner
December 1, 2020
CEL-SCI Corporation
(NYSE: CVM)$14,650,000
Bought Underwritten Public Offering Joint Bookrunner
December 1, 2020
Ontrak, Inc.
(Nasdaq: OTRK)$42,817,500
Follow-On Offering Co-Manager
December 1, 2020
GreenBox POS
(OTCQB: GRBX)$3,200,000
Private Placement Exclusive Placement Agent
December 1, 2020
Monaker Group
(Nasdaq: MKGI)$8,855,000
Bought Underwritten Public Offering Joint Bookrunner
November 1, 2020
U.S. Energy Corp.
(Nasdaq: USEG)$3,450,000
Follow-On Offering Sole Bookrunner
November 1, 2020
Taronis Fuels, Inc.
(OTCQB: TRNF)$10,425,000
Private Placement Exclusive Placement Agent
November 1, 2020
Dragon Victory International Limited
(Nasdaq: LYL)$1,500,000
Private Placement Exclusive Placement Agent
November 1, 2020
Kingswood Acquisition Corp.
(NYSE: KWAC)$115,000,000
SPAC IPO Issuer
October 1, 2020
Presidio Property Trust
(Nasdaq: SQFT)$2,500,000
Initial Public Offering Sole Bookrunner
October 1, 2020
American Resources Corp.
(Nasdaq: AREC)$13,000,000
Registered Direct Exclusive Placement Agent
October 1, 2020
Gladstone Land Corp.
(Nasdaq: LAND)$23,760,000
Follow-On Offering Co-Manager
October 1, 2020
Molecular Data Inc.
(Nasdaq: MKD)$5,000,000
Private Placement Exclusive Placement Agent
October 1, 2020
Taronis Fuels, Inc.
(OTCQB: TRNF)$10,850,000
Private Placement Exclusive Placement Agent
October 1, 2020
Hyde Caviar, LLC
()$3,150,000
Debt Financing Financial Advisor
October 1, 2020
GreenBox POS
(OTCQB: GRBX)$3,850,000
Private Placement Exclusive Placement Agent
October 1, 2020
Medalist Diversified REIT
(Nasdaq: MDRR)$5,000,000
Private Placement Exclusive Placement Agent
September 1, 2020
Muscle Maker Grill
(Nasdaq: GRIL)$5,600,000
Follow-On Offering Joint Bookrunner
September 1, 2020
BioVie Inc.
(Nasdaq: BIVI)$17,999,800
Uplisting Joint Bookrunner
September 1, 2020
U.S. Energy Corp.
(Nasdaq: USEG)$1,658,003
Registered Direct Exclusive Placement Agent
September 1, 2020
SPI Energy Co., Ltd.
(Nasdaq: SPI)$16,005,600
Registered Direct Exclusive Placement Agent
August 1, 2020
Ontrak
(Nasdaq: OTRK)$42,500,000
Preferred / Senior Notes Co-Manager
July 1, 2020
NanoViricides
(AMEX: NNVC)$11,500,000
Follow-On Offering Sole Bookrunner
July 1, 2020
Monaker Group
(Nasdaq: MKGI)$2,000,000
Registered Direct Exclusive Placement Agent
July 1, 2020
Nemaura Medical Inc.
(Nasdaq: NMRD)$11,500,000
Underwritten Public Offering Exclusive Placement Agent
July 1, 2020
NanoViricides
(AMEX: NNVC)$50,000,000
ATM Offering Sales Agent
May 1, 2020
NanoViricides
(AMEX: NNVC)$10,220,000
Registered Direct Placement Agent
March 1, 2020
IDW Media Holdings, Inc.
(OTCPK: IDWM)$12,300,000
Private Placement Financial Advisor
February 1, 2020
IQ International
(ETR: IQL)Financial Advisor
February 1, 2020
Ondas Networks
(OTCPK: ONDS)Financial Advisor
February 1, 2020
Medalist Diversified REIT
(Nasdaq: MDRR)$4,600,000
Preferred / Senior Notes Sole Bookrunner
February 1, 2020
Document Security Systems
(NYSE: DSS)$4,600,000
Follow-On Offering Sole Bookrunner
February 1, 2020
Digital Ally
(Nasdaq: DGLY)$2,900,000
Follow-On Offering Sole Bookrunner
February 1, 2020
Zedge, Inc.
(NYSE: ZDGE)$2,250,000
Registered Direct Financial Advisor
January 1, 2020
Torchlight
(Nasdaq: TRCH)$2,300,000
Follow-On Offering Sole Bookrunner
January 1, 2020
NanoViricides
(AMEX: NNVC)$8,625,000
Follow-On Offering Sole Bookrunner
January 1, 2020
Avinger
(Nasdaq: AVGR)$4,500,000
Follow-On Offering Sole Bookrunner
December 1, 2019
Scynexis
(Nasdaq: SCYX)$35,000,000
Follow-On Offering Co-Manager
December 1, 2019
CEL-SCI Corporation
(NYSE: CVM)$6,325,000
Follow-On Offering Sole Bookrunner
December 1, 2019
Indonesia Energy Corp.
(NYSE: INDO)$15,000,007
Sole Bookrunner
November 1, 2019
Arcimoto
(Nasdaq: FUV)$9,000,000
Follow-On Offering Joint Bookrunner
November 1, 2019
Document Security Systems
(NYSE: DSS)$1,822,200
Private Placement Placement Agent
October 1, 2019
Cocrystal Pharma
(Nasdaq: COCP)$3,000,000
Follow-On Offering Sole Bookrunner
October 1, 2019
Happiness Biotech
(Nasdaq: HAPP)$11,000,000
Co-Manager
October 1, 2019
Indonesia Energy Corp.
(NYSE: INDO)Financial Advisor
August 1, 2019
Stemline Therapeutics, Inc.
(Nasdaq: STML)$76,250,000
Follow-On Offering Co-Manager
July 1, 2019
Tonix Pharmaceuticals
(Nasdaq: TNXP)$5,400,000
Follow-On Offering Sole Bookrunner
July 1, 2019
Sigma Labs
(Nasdaq: SGLB)$2,300,000
Follow-On Offering Sole Bookrunner
June 1, 2019
Gladstone Land
(Nasdaq: LAND)$23,460,000
Follow-On Offering Co-Manager
June 1, 2019
Document Security Systems
(NYSE: DSS)$5,859,593
Follow-On Offering Sole Bookrunner
May 1, 2019
Medalist Diversified REIT
(Nasdaq: MDRR)$9,199,167
Follow-On Offering Sole Bookrunner
May 1, 2019
Jiayin Group Inc
(Nasdaq: JFIN)$36,750,000
Follow-On Offering Co-Manager
May 1, 2019
Medalist Diversified REIT
(Nasdaq: MDRR)$1,299,998
Private Placement Placement Agent
May 1, 2019
Genetic Technologies
(Nasdaq: GENE)$1,180,917
Sole Bookrunner
April 1, 2019
Monaker Group
(Nasdaq: MKGI)$1,740,000
Follow-On Offering Co-Manager
Golden Matrix Group Inc.
(OTCPK: GMGI)$10,000,000
Underwritten Public Offering Sole Bookrunner
Unicycive Therapeutics Inc.
(Nasdaq: UNCY)Initial Public Offering Lead Manager
