Investment Banking &
Corporate Financial Services

Our team of experienced investment bankers help our clients’ achieve their strategic objectives through a full spectrum of services including both equity & debt financing.

  • Initial Public Offerings (IPOs)
  • Special Purpose Acquisition Vehicles (SPAC IPOs & de-SPAC Merger)
  • Follow-on Offerings
  • Registered Direct Offerings (RDs)
  • Confidentially Marketed Public Offerings (CMPOs)
  • Follow-on Rights Offerings
  • Secondary Offerings
  • Private Placements & PIPEs
  • At The Market Offerings (ATMs)
Services

Bespoke Tailored Financing Solutions

We provide businesses with a tailored approach to equity fund-raising transactions. Through market data, fundamental analysis, and a deep understanding of capital markets, our team finds financial solutions that are bespoke to your specific needs.

With broad exposure in IPOs, SPAC IPOs & de-SPAC mergers, Follow-ons inclusive of Registered Directs & Confidentially Marketed Public Offerings, Private Placements & PIPEs, Rights Offerings, Secondary Offerings and ATM offerings, we will provide the right capital product for your business.

Strategic Advisory & M&A Initiatives

Our team at D. Boral Capital collaborates to find the right financing opportunity for our clients. We partner with public and private companies to identify and advise on transactions, market opportunities, and structuring deal terms for our global client base.

We provide a full spectrum of investment banking and strategic advisory services, including equity financing and debt financing. Our bespoke solutions and proven track record speaks for itself through our world class client and investor base.

  • Financial & Corporate Advisory
  • Merger & Acquisitions
  • Reverse Mergers
  • Divestitures
  • Corporate Restructuring
  • Accretion or Dilution Analysis

Specialized solutions in complex transactions

Our investment banking team takes pride in identifying and structuring the right debt capital or structured product for our client. Our institutional distribution network is second to none as we’ve cultivated senior-level relationships with global asset managers, hedge funds, pension funds, banks, middle-market credit funds, family offices and specialty lenders, making us the ideal partner.

  • Debt Financing
  • Structured Finance
  • Credit Products
  • Infrastructure Financing

SECTOR EXPERTISE

Sector specialists are dedicated to long-term franchise growth. Our teams offer integrated financial advisory and capital markets services, along with in-depth sector expertise. Each team is exclusively focused on its specific area of specialization.

Our experienced team transacts across the below Sectors:

Basic Materials

Energy & Production

Industrials

Financial Services

Consumer

Healthcare

REIT's

Technology

RECENT TRANSACTIONS

February 6, 2025
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Huachen AI Parking Management Technology Holding Co., Ltd
(Nasdaq: HCAI)

$6,000,000

Initial Public Offering
Joint Bookrunner

February 4, 2025
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MicroVision, Inc.
(Nasdaq: MVIS)

$17,000,000

Private Placement
Co-Placement Agent

January 23, 2025
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Decent Holding Inc.
(Nasdaq: DXST)

$5,000,000

Initial Public Offering
Joint Bookrunner

January 23, 2025
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U.S. Energy Corp.
((Nasdaq: USEG))

$12,100,000

Public Offering
Co-Manager

January 16, 2025
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Kairos Pharma, Ltd.
(NYSE: KAPA)

$3,500,000

Private Placement
Co-Placement Agent

January 14, 2025
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BurTech Acquisition Corp. Merger with Blaize, Inc.
(Nasdaq: BZAI)

~$894,000,000

Business Combination
Sole Underwriter

January 13, 2025
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Nature’s Miracle Holding, Inc.
(Nasdaq: NMHI)

$29,700,000

Private Placement
Exclusive Placement Agent

January 6, 2025
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HWH International Inc.
(Nasdaq: HWH)

$1,765,900

Public Offering
Exclusive Placement Agent

December 30, 2024
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Park Ha Biological Technology Co., Ltd.
(Nasdaq: PHH)

$4,800,000

Initial Public Offering
Underwriter

December 23, 2024
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FibroBiologics, Inc.
(Nasdaq: FBLG)

$25,000,000

Private Placement
Exclusive Placement Agent

December 19, 2024
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Webuy Global Ltd.
(Nasdaq: WBUY)

$3,700,000

Registered Direct Offering
Exclusive Placement Agent

December 17, 2024
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ConnectM Technology Solutions
(Nasdaq: CNTM))

$25,000,000

Private Placement
Exclusive Placement Agent

December 16, 2024
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FAVO Capital, Inc.
(OTC Pink: FAVO)

$2,000,000

Private Placement
Exclusive Placement Agent

December 12, 2024
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ImmunityBio, Inc.
(Nasdaq: IBRX)

$100,000,000

Underwritten Public Offering
Co-Manager

December 9, 2024
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Jinxin Technology Holding Company
(Nasdaq: NAMI)

$5,000,000

Initial Public Offering
Financial Advisor

December 6, 2024
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SRM Entertainment, Inc.
(Nasdaq: SRM)

$1,700,000

Registered Direct Offering
Exclusive Placement Agent

December 6, 2024
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Baijiayun Group Ltd.
(Nasdaq: RTC)

$50,000,000

Private Placement
Exclusive Placement Agent

December 3, 2024
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Wing Yip Food Holdings Group Limited
(Nasdaq: WYHG)

$8,200,000

Initial Public Offering
Joint Underwriter

November 25, 2024
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Armlogi Holding Corp
(Nasdaq: BTOC)

$50,000,000

Private Placement
Exclusive Placement Agent

November 20, 2024
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Nova Vision Acquisition Corp Merger with Real Messenger
(Nasdaq: NOVV)

$64,000,000

Business Combination
Capital Markets Advisor

November 15, 2024
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374Water Inc.
(Nasdaq: SCWO)

$12,229,370

Registered Direct Offering
Exclusive Placement Agent

November 14, 2024
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Pineapple Financial, Inc.
(Nasdaq: PAPL)

$1,000,000

Registered Direct Offering
Exclusive Placement Agent

November 12, 2024
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Nature’s Miracle Holding Inc.
(Nasdaq: NMHI)

$3,000,000

Underwritten Public Offering
Sole Bookrunner

November 8, 2024
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Aduro Clean Technologies Inc.
(Nasdaq: ADUR)

$4,000,000

Uplisting
Co-Underwriter

October 24, 2024
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Li Bang International Corporation Inc.
(Nasdaq: LBGJ)

$6,080,000

Initial Public Offering
Joint Bookrunner

October 23, 2024
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HUHUTECH International Group Inc.
(Nasdaq: HUHU)

$4,200,000

Initial Public Offering
Joint Bookrunner

October 15, 2024
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MicroVision, Inc.
(Nasdaq: MVIS)

$75,000,000

Private Placement
Placement Agent

October 4, 2024
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Humacyte, Inc.
(Nasdaq: HUMA)

$30,000,000

Registered Direct Offering
Exclusive Placement Agent

September 26, 2024
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Acri Capital Acquisition Corporation Merger with Foxx Development Holdings Inc.
(Nasdaq: FOXX)

~$50,000,000

Business Combination
Capital Markets Advisor

September 23, 2024
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Zhibao Technology Inc.
(Nasdaq: ZBAO)

$7,200,000

Private Placement
Exclusive Placement Agent

September 20, 2024
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Haoxi Health Technology Limited
(Nasdaq: HAO)

$12,000,000

Underwritten Public Offering
Sole Bookrunner

September 18, 2024
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Pono Capital Two, Inc. Merger with SBC Medical Holdings, Inc.
(Nasdaq: SBC)

~$1,000,000,000

Business Combination
Capital Markets Advisor

September 17, 2024
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Kairos Pharma, Ltd.
(NYSE: KAPA)

$6,200,000

Initial Public Offering
Co-Managing Underwriter

August 30, 2024
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Solidion Technology, Inc.
(Nasdaq: STI)

$4,000,000

Private Placement
Exclusive Placement Agent

August 30, 2024
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GigCapital7 Corp.
(Nasdaq: GIGGU)

$200,000,000

SPAC Initial Public Offering
Joint Bookrunner

August 30, 2024
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INFINT Acquisition Corp. Merger with Seamless Group, Inc.
(Nasdaq: CURR)

~$400,000,000

Business Combination
Sole Underwriter

August 21, 2024
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Horizon Aircraft, Inc.
(Nasdaq: HOVR)

$2,900,000

Underwritten Public Offering
Sole Bookrunner

August 14, 2024
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NRx Pharmaceuticals, Inc.
(Nasdaq: NRXP)

$16,000,000

Private Placement
Exclusive Placement Agent

July 31, 2024
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Cetus Capital Acquisition Corp. Merger with MKDWELL Tech Inc.
(Nasdaq: MKDW)

~$230,000,000

Business Combination
Capital Markets Advisor

July 29, 2024
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Nature’s Miracle Holding, Inc.
(Nasdaq: NMHI)

$1,200,000

Underwritten Public Offering
Sole Bookrunner

July 15, 2024
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Shineco, Inc.
(Nasdaq: SISI)

$2,000,000

Underwritten Public Offering
Sole Bookrunner

July 12, 2024
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Monterey Capital Acquisition Corporation Merger With ConnectM Technology Solutions
(Nasdaq: CNTM)

~$145,000,000

Business Combination
Capital Markets Advisor

July 3, 2024
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Datasea Inc.
(Nasdaq: DTSS)

$2,250,000

Registered Direct
Exclusive Placement Agent

July 3, 2024
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Trump Media & Technology Group Corp.
(Nasdaq: DJT)

$2,500,000,000

Private Placement
Exclusive Placement Agent

June 26, 2024
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Caring Brands
(Private)

$2,100,000

Private Placement
Placement Agent

June 21, 2024
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Feutune Light Acquisition Corporation Merger with Thunder Power Holdings, Inc.
(Nasdaq: AIEV)

~$400,000,000

Business Combination
Capital Markets Advisor

June 18, 2024
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Lyneer Staffing Solutions Merger with Atlantic International Corp.
(OTC: ATLN)

~$60,000,000

Merger
Financial Advisor

June 17, 2024
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DigiAsia Corp.
(Nasdaq: FAAS)

$3,636,500

Private Placement
Placement Agent

June 14, 2024
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OneMedNet Corporation
(Nasdaq: ONMD)

$1,500,000

Private Placement
Exclusive Placement Agent

June 6, 2024
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Plutonian Acquisition Corp. Merger with Big Tree Cloud International Group Limited
(Nasdaq: DSY)

~$500,000,000

Business Combination
Sole Underwriter on SPAC IPO

June 5, 2024
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Kidpik Corp.
(Nasdaq: PIK)

$2,000,000

Private Placement
Financial Advisor

May 23, 2024
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Reborn Coffee, Inc.
(Nasdaq: REBN)

Private Placement
Financial Advisor

May 15, 2024
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Armlogi Holding Corp.
(Nasdaq: BTOC)

$8,000,000

Initial Public Offering
Sole Bookrunner

April 19, 2024
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NRx Pharmaceuticals Inc.
(Nasdaq: NRXP)

$2,000,000

Underwritten Public Offering
Sole Bookrunner

April 19, 2024
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Kartoon Studios Inc.
(Nasdaq: TOON)

$7,000,000

Registered Direct
Sole Placement Agent

April 3, 2024
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Zhibao Technology Inc.
(Nasdaq: ZBAO)

$6,095,060

Initial Public Offering
Sole Bookrunner

April 2, 2024
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OneMedNet Corporation
(Nasdaq: ONMD)

$4,540,000

Private Placement
Exclusive Placement Agent

April 1, 2024
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U-BX Technology Ltd.
(Nasdaq: UBXG)

$10,000,000

Initial Public Offering
Sole Bookrunner

March 26, 2024
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AppTech Payments Corp.
(Nasdaq: APCX)

$2,000,000

Underwritten Public Offering
Sole Bookrunner

March 25, 2024
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Digital World Acquisition Corp. Merger with Trump Media & Technology Group Corp.
(Nasdaq: DJT)

Business Combination
Sole Underwriter & Exclusive Placement Agent

March 25, 2024
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Black Hawk Acquisition Corporation
(Nasdaq: BKHAU)

$69,000,000

SPAC IPO
Sole Bookrunner

March 15, 2024
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Energem Corp. Merger with Graphjet Technology Sdn. Bhd.
(GTI)

~$1,380,000,000

Business Combination
Capital Markets Advisor

March 15, 2024
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Solidion Technology, Inc.
(Nasdaq: STI)

$3,850,000

Private Placement
Exclusive Placement Agent

March 6, 2024
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NRx Pharmaceuticals, Inc.
(Nasdaq: NRXP)

$1,725,000

Underwritten Public Offering
Sole Bookrunner

February 16, 2024
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SMX (Security Matters) PLC
(Nasdaq: SMX)

$2,910,000

Underwritten Public Offering
Sole Bookrunner

February 12, 2024
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Reborn Coffee, Inc.
(Nasdaq: REBN)

$6,100,000

Private Placement
Financial Advisor

February 2, 2024
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Nubia Brand International Corp. Merger with Solidion Technology, Inc.
(Nasdaq: STI)

~$820,000,000

Business Combination
Capital Markets Advisor

January 25, 2024
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Haoxi Health Technology Limited
(Nasdaq: HAO)

$11,040,000

Initial Public Offering
Sole Bookrunner

January 17, 2024
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DatChat, Inc.
(Nasdaq: DATS)

$1,800,000

Underwritten Public Offering
Sole Bookrunner

January 12, 2024
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Horizon Aircraft Merger with Pono Capital Three, Inc.
()

~$99,000,000

Business Combination
Capital Markets Advisor

January 8, 2024
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HWH International Inc. Merger with Alset Capital Acquisition Corp.
()

~$125,000,000

Business Combination
Capital Markets Advisor

January 1, 2024
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Bruush Oral Care Inc.
(Nasdaq: BRSH)

$6,000,000

Convertible Note
Exclusive Placement Agent

December 29, 2023
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Iron Horse Acquisitions Corp.
(Nasdaq: IROHU)

$69,000,000

SPAC IPO
Sole Bookrunner

December 18, 2023
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Linkage Global Inc
(Nasdaq: LGCB)

$6,000,000

Initial Public Offering
Sole Bookrunner

December 14, 2023
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Reliance Global Group, Inc.
(Nasdaq: RELI)

$1,381,474

Warrant Inducement
Exclusive Placement Agent

December 12, 2023
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EF Hutton Acquisition Corporation I Merger with E.C.D. Automotive Design Inc.
(Nasdaq: ECDA)

~$290,000,000

Business Combination
Capital Markets Advisor

December 8, 2023
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Mobiv Acquisition Corp Merger with SRIVARU Holding Ltd.
(Nasdaq: SVMH)

~$195,000,000

Business Combination
Capital Markets Advisor

November 30, 2023
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Fenbo Holdings Limited
(Nasdaq: FEBO)

$5,312,500

Initial Public Offering
Sole Bookrunner

November 29, 2023
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Treasure Global Inc
(Nasdaq: TGL)

$4,000,000

Underwritten Public Offering
Sole Bookrunner

November 16, 2023
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HNR Acquisition Corp. Merger with Pogo Resources, LLC
(Nasdaq: HNRA)

~$90,000,000

Business Combination
Capital Markets Advisor

November 13, 2023
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LQR House Inc.
(Nasdaq: LQR)

$12,650,000

Underwritten Public Offering
Sole Bookrunner

November 9, 2023
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AI Transportation Acquisition Corp
(Nasdaq: AITRU)

$60,000,000

SPAC Initial Public Offering
Sole Bookrunner

November 8, 2023
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Data Knights Acquisition Corp. Merger with OneMedNet Corporation
(Nasdaq: ONMD)

~$200,000,000

Business Combination
Capital Markets Advisor

November 1, 2023
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Pineapple Financial Inc.
(NYSE: PAPL)

$3,500,000

Initial Public Offering
Sole Bookrunner

October 31, 2023
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American Acquisition Opportunity Inc. Merger with Royalty Management Holding Corporation
(Nasdaq: RMCO)

~$111,000,000

Business Combination
Capital Markets Advisor

October 20, 2023
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Webuy Global Ltd
(Nasdaq: WBUY)

$17,480,000

Initial Public Offering
Sole Bookrunner

October 16, 2023
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LQR House Inc.
(Nasdaq: LQR)

$5,400,000

Underwritten Public Offering
Sole Bookrunner

October 11, 2023
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Quetta Acquisition Corporation
(Nasdaq: QETAU)

$69,000,000

SPAC IPO
Sole Bookrunner

October 2, 2023
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Bruush Oral Care Inc.
(Nasdaq: BRSH)

$5,000,000

Private Placement
Exclusive Placement Agent

September 29, 2023
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Estrella Biopharma, Inc. Merger with TradeUP Acquisition Corp.
()

~$325,000,000

Business Combination
Underwriter

September 26, 2023
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Lead Real Estate Co.
(Nasdaq: LRE)

$8,001,000

Initial Public Offering
Lead Bookrunner

September 12, 2023
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Grom Social Enterprises, Inc.
(Nasdaq: GROM)

$3,002,946

Underwritten Public Offering
Sole Bookrunner

September 12, 2023
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Datasea Inc.
(Nasdaq: DTSS)

$2,000,000

Underwritten Public Offering
Sole Bookrunner

September 8, 2023
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American Rebel Holdings, Inc.
(Nasdaq: AREB)

$3,287,555

Warrant Inducement
Agent

September 8, 2023
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Solowin Holdings
(Nasdaq: SWIN)

$8,000,000

Initial Public Offering
Sole Bookrunner

September 7, 2023
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SMX (Security Matters) Public Limited Company
(Nasdaq: SMX)

$4,290,000

Private Placement
Exclusive Placement Agent

August 18, 2023
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99 Acquisition Group Inc.
(Nasdaq: NNAGU)

$75,000,000

SPAC IPO
Sole Bookrunner

August 15, 2023
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SRM Entertainment, Inc.
(Nasdaq: SRM)

$6,250,000

Initial Public Offering
Sole Bookrunner

August 11, 2023
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LQR House Inc.
(Nasdaq: LQR)

$5,750,000

Initial Public Offering
Sole Bookrunner

August 3, 2023
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Environmental Solutions Group Holdings Limited Merger with Genesis Unicorn Capital Corp.
()

~$100,770,000

Business Combination
Capital Markets Advisor

July 27, 2023
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Keen Vision Acquisition Corporation
(Nasdaq: KVACU)

$149,500,000

SPAC IPO
Lead Bookrunner

June 30, 2023
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American Rebel Holdings, Inc.
(Nasdaq: AREB)

$3,000,000

Private Placement
Exclusive Placement Agent

June 23, 2023
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SMX (Security Matters) Public Limited Company
(Nasdaq: SMX)

$3,200,000

Underwritten Public Offering
Sole Bookrunner

June 16, 2023
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Bone Biologics Corporation
(Nasdaq: BBLG)

$5,000,000

Underwritten Public Offering
Sole Bookrunner

June 16, 2023
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Clene Inc.
(Nasdaq: CLNN)

$40,000,000

Underwritten Public Offering
Co-Manager

May 24, 2023
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Biocept, Inc.
(Nasdaq: BIOC)

$4,999,998

Underwritten Public Offering
Sole Bookrunner

May 19, 2023
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Bright Green Corporation
(Nasdaq: BGXX)

$3,500,000

Private Placement
Exclusive Placement Agent

May 15, 2023
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Guardforce AI Co., Limited
(Nasdaq: GFAI)

$13,799,759

Underwritten Public Offering
Sole Bookrunner

May 5, 2023
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Guardforce AI Co., Limited
(Nasdaq: GFAI)

$9,199,997

Underwritten Public Offering
Sole Bookrunner

April 25, 2023
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Sidus Space, Inc.
(Nasdaq: SIDU)

$11,248,025

Underwritten Public Offering
Joint Bookrunner

April 20, 2023
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Enovix Corporation
(Nasdaq: ENVX)

$140,000,000

Convertible Senior Notes
Co-Manager

April 13, 2023
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AERWINS Technologies Inc.
(Nasdaq: AWIN)

$5,000,000

Private Placement
Exclusive Placement Agent

April 3, 2023
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Chanson International Holding
(Nasdaq: CHSN)

$13,560,000

Initial Public Offering
Sole Bookrunner

March 31, 2023
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Hongli Group Inc.
(Nasdaq: HLP)

$8,250,000

Initial Public Offering
Sole Bookrunner

March 30, 2023
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YanGuFang International Group Co., Ltd.
(Nasdaq: YGF)

$8,000,000

Initial Public Offering
Sole Bookrunner

March 29, 2023
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Maxpro Capital Acquisition Corp. Merger with Apollomics Inc.
(Nasdaq: APLM)

~$919,000,000


Capital Markets Advisor

March 23, 2023
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Oak Woods Acquisition Corporation
(Nasdaq: OAKUU)

$57,500,000

SPAC IPO
Sole Bookrunner

March 22, 2023
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Four Leaf Acquisition Corporation
(Nasdaq: FORLU)

$54,210,000

SPAC IPO
Sole Bookrunner

March 13, 2023
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Reliance Global Group, Inc.
(Nasdaq: RELI)

$4,000,000

Private Placement
Exclusive Placement Agent

March 7, 2023
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Lionheart III Corp. Merger with Security Matters Ltd.
(Nasdaq: SMX)

~$225,000,000

Business Combination
Financial Advisor

March 6, 2023
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Unicycive Therapeutics, Inc.
(Nasdaq: UNCY)

$30,000,000

Private Placement
Exclusive Placement Agent

March 1, 2023
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Treasure Global Inc.
(Nasdaq: TGL)

$5,500,000

Private Placement
Exclusive Placement Agent

February 15, 2023
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Maxpro Capital Acquisition Corp.
(Nasdaq: JMACU)

$23,650,000

Private Placement
Exclusive Placement Agent

February 14, 2023
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Ocean Biomedical, Inc. Merger with Aesther Healthcare Acquisition Corp.
(Nasdaq: OCEA)

$274,875,000


Capital Markets Advisor

February 10, 2023
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Hempacco Co., Inc.
(Nasdaq: HPCO)

$7,245,000

Underwritten Public Offering
Joint Bookrunner

February 9, 2023
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Pono Capital Three, Inc.
(Nasdaq: PTHRU)

$115,000,000

SPAC IPO
Sole Bookrunner

February 8, 2023
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Sonnet BioTherapeutics, Inc.
(Nasdaq: SONN)

$15,000,000

Underwritten Public Offering
Joint Bookrunner

February 3, 2023
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AERWINS Technologies, Inc. Merger with Pono Capital Corp.
()

~$600,000,000


Financial Advisor

January 31, 2023
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AppTech Payments Corp.
(Nasdaq: APCX)

$5,000,001

Registered Direct Offering and Concurrent Private Placement
Exclusive Placement Agent

January 31, 2023
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Sidus Space, Inc.
(Nasdaq: SIDU)

$5,167,330

Underwritten Public Offering
Joint Bookrunner

January 31, 2023
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Cetus Capital Acquisition Corp.
(Nasdaq: CETU)

$57,500,000

SPAC IPO
Sole Bookrunner

January 30, 2023
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Nine Energy Service, Inc.
(NYSE: NINE)

$300,000,000

Senior Secured Notes and Common Stock
Co-Manager

January 27, 2023
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Nemaura Medical Inc.
(Nasdaq: NMRD)

$8,393,361

Registered Direct Offering
Exclusive Placement Agent

January 25, 2023
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Grom Social Enterprises, Inc.
(Nasdaq: GROM)

$3,000,001

Private Placement
Exclusive Placement Agent

January 10, 2023
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Atlas Lithium Corp.
(Nasdaq: ATLX)

$4,657,500

Underwritten Public Offering and Uplisting
Sole Bookrunner

January 5, 2023
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Announced: Pogo Resources LLC Merger with HNR Acquisition Corp.
()

~$145,000,000⁽¹⁾

Capital Markets Advisor

January 3, 2023
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Announced: ConnectM Technology Solutions Inc. Merger with Monterey Capital Acquisition Corporation
()

~$145,000,000⁽¹⁾

Capital Markets Advisor

December 16, 2022
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Harrow Health, Inc.
(Nasdaq: HROW)

$35,000,000

Senior Notes
Lead Manager

December 9, 2022
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CTO Realty Growth, Inc.
(NYSE: CTO)

$65,600,000

Underwritten Public Offering
Co-Manager

December 9, 2022
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Grom Social Enterprises, Inc.
(Nasdaq: GROM)

$5,004,642

Follow-On Offering
Sole Bookrunner

December 8, 2022
img
img
Announced: Modulex Modular Buildings Plc merger with PHP Ventures Acquisition Corp.
()

~$732,000,000

Capital Markets Advisor

November 16, 2022
img
img
Announced: Arabian Entertainment Company, Ltd. Merger with Sagaliam Acquisition Corp.
()

~$227,280,000

SPAC IPO Underwriter

November 15, 2022
img
img
Subsea Environmental Services B.V.
()

$31,000,000

Senior Credit Facility
Financial Advisor

November 15, 2022
img
img
Plutonian Acquisition
(Nasdaq: PLTN)

$57,500,000

SPAC IPO
Sole Bookrunner

November 15, 2022
img
img
Snail, Inc.
(Nasdaq: SNAL)

$15,000,000

Initial Public Offering
Joint Bookrunner

November 10, 2022
img
img
Scilex Holding Company Merger with Vickers Vantage Corp.
()

~$1,640,000,000

Capital Markets Advisor

October 31, 2022
img
img
Castellum, Inc.
(NYSE: CTM)

$3,000,000

Underwritten Public Offering and Uplisting
Sole Bookrunner

October 31, 2022
img
img
Guardforce AI Co.,
(Nasdaq: GFAI)

$1,707,500

Private Placement
Executive Placement

October 31, 2022
img
img
Coeptis Therapeutics Holdings, Inc. Merger with Bull Horn Holdings Corp.
()

~$175,000,000

Capital Markets Advisor

October 27, 2022
img
img
Selina Hospitality PLC Merger with BOA Acquisition Corp.
()

~$996,000,000

Capital Markets Advisor

October 19, 2022
img
img
Super Apps Holdings Merger with Technology & Telecommunication Acquisition Corporation
()

~$1,100,000,000

SPAC IPO
Underwriter

September 29, 2022
img
img
SHF Holdings, Inc. Merger with Northern Lights Acquisition Corp.
()

$227,100,000

Capital Markets Advisor

September 23, 2022
img
img
Splash Beverage Group, Inc.
(NYSE: SBEV)

$3,100,000

Underwritten Public Offering
Sole Bookrunner

September 22, 2022
img
img
Global Star Acquisition, Inc.
(Nasdaq: GLSTU)

$92,000,000

SPAC IPO
Sole Bookrunner

September 13, 2022
img
img
Yoshiharu Global Co.
(Nasdaq: YOSH)

$11,760,000

Initial Public Offering
Sole Bookrunner

September 13, 2022
img
img
EF Hutton Acquisition Corporation I
(Nasdaq: EFHTU)

$115,000,000

SPAC IPO
Sole Bookrunner

September 12, 2022
img
img
Announced: Rana Financial, Inc. & Mobitech International Merger with Fintech Ecosystem Development Corp.
()

~$198,000,000


Capital Markets Advisor

September 12, 2022
img
img
Bright Green Corporation
(Nasdaq: BGXX)

$10,000,000

Private Placement
Exclusive Placement Agent

August 30, 2022
img
img
Announced: Newsight Imaging Ltd. Merger with Vision Sensing Acquisition Corp.
()

~$380,000,000


Capital Markets Advisor

August 30, 2022
img
img
Onfolio Holdings Inc.
(Nasdaq: ONFO)

$13,774,847

Initial Public Offering
Sole Bookrunner

August 26, 2022
img
img
Announced: Avanseus Holdings Merger with Fat Projects Acquisition Corp.
()

~$135,700,000


Capital Markets Advisor

August 19, 2022
img
img
Graphex Group Limited
(NYSE: GRFX)

$13,500,000

Underwritten Public Offering and Uplisting
Sole Bookrunner

August 1, 2022
img
img
Pono Capital Two, Inc
(Nasdaq: PTWOU)

$115,000,000

SPAC IPO
Sole Bookrunner

August 1, 2022
img
img
Mobiv Acquisition Corp
(Nasdaq: MOBVU)

$100,050,000

SPAC IPO
Sole Bookrunner

August 1, 2022
img
img
Announced: Seamless Group Inc. Merger with InFint Acquisition Corp.
()

~$400,000,000

SPAC IPO Underwriter

August 1, 2022
img
img
Announced: Caspi Oil Gas LLP Merger with Liberty Resources Acquisition Corp.
()

~$427,700,000

SPAC IPO Underwriter

August 1, 2022
img
img
Treasure Global Inc
(Nasdaq: TGL)

$9,200,000

Initial Public Offering
Sole Bookrunner

August 1, 2022
img
img
Reborn Coffee, Inc.
(Nasdaq: REBN)

$7,200,000

Initial Public Offering
Sole Bookrunner

August 1, 2022
img
img
Embrace Change Acquisition Corp.
(Nasdaq: EMCGU)

$73,928,550

SPAC IPO
Sole Bookrunner

July 1, 2022
img
img
American Rebel Holdings, Inc.
(Nasdaq: AREB)

$12,887,976

Private Placement
Exclusive Placement Agent

July 1, 2022
img
img
Announced: AnyTech365 Merger with DUET Acquisition Corp.
()

~$287,000,000

SPAC IPO Sole Bookrunner

July 1, 2022
img
img
AgriFORCE Growing Systems Ltd.
(Nasdaq: AGRI)

$14,025,000

Convertible Debt Facility
Exclusive Placement Agent

July 1, 2022
img
img
Announced: Security Matters Limited Merger with Lionheart III Corp
()

~$244,400,000

Capital Markets Advisor

July 1, 2022
img
img
Closed: FiscalNote Holdings, Inc., Merger with Duddell Street Acquisition Corp.
()

$1,188,000,000

Capital Markets Advisor

July 1, 2022
img
img
American Rebel Holdings, Inc. (Nasdaq: AREB) with Champion Safe Company
()

$9,897,420

Acquisition
Financial Advisor

June 1, 2022
img
img
TC Biopharm (Holdings) Plc
(Nasdaq: TCBP)

$4,600,000

Underwritten Public Offering
Sole Bookrunner

June 1, 2022
img
img
Modiv Inc.
(NYSE: MDV)

$50,000,000

ATM Offering
Sales Agent

June 1, 2022
img
img
Acri Capital Acquisition Corporation
(Nasdaq: ACACU)

$86,250,000

SPAC IPO
Sole Bookrunner

June 1, 2022
img
img
Odyssey Marine Exploration, Inc.
(Nasdaq: OMEX)

$16,547,375

Registered Direct Offering
Exclusive Placement Agent

June 1, 2022
img
img
Vivakor, Inc.
(Nasdaq: VIVK)

$37,400,000

Acquisition of Silver Fuels Delhi, LLC & White Claw Colorado City, LLC
Financial Advisor

June 1, 2022
img
img
Feutune Light Acquisition Corporation
(Nasdaq: FLFVU)

$97,750,000

SPAC IPO
Joint Bookrunner

May 1, 2022
img
img
Monterey Capital Acquisition Corporation
(Nasdaq: MCACU)

$92,000,000

SPAC IPO
Sole Bookrunner

May 1, 2022
img
img
Bright Green Corporation
(NASDAQ: BGXX)

Direct Listing
Financial Advisor

April 1, 2022
img
img
Guardforce AI Co., Ltd.
(Nasdaq: GFAI)

$10,050,253

Registered Direct Offering
Exclusive Placement Agent

April 1, 2022
img
img
Denali Acquisition Corp.
(Nasdaq: DECAU)

$82,500,000

SPAC IPO
Joint Bookrunner

April 1, 2022
img
img
Hoth Therapeutics Inc.
(Nasdaq: HOTH)

$7,000,000

Underwritten Public Offering
Sole Bookrunner

April 1, 2022
img
img
Aura FAT Projects Acquisition Corp.
(Nasdaq: AFARU)

$115,000,000

SPAC IPO
Sole Bookrunner

April 1, 2022
img
img
Announced: EON Reality Inc. Merger with Arogo Capital Acquisition Corp.
()

~$655,000,000

Capital Markets Advisor

April 1, 2022
img
img
Announced: OneMedNet Corporation Merger with Data Knights Acquisition Corp.
()

~$317,000,000

SPAC IPO Underwritter

April 1, 2022
img
img
Aimfinity Investment Corp. I
(Nasdaq: AIMAU)

$80,500,000

SPAC IPO
Joint Bookrunner

March 2, 2022
img
img
Salem Media Group, Inc.
(Nasdaq: SALM)

$15,000,000

ATM Offering
Financial Advisor

March 1, 2022
img
img
Nubia Brand International Corp.
(Nasdaq: NUBIU)

$123,500,000

SPAC IPO
Sole Bookrunner

March 1, 2022
img
img
Troika Media Group, Inc.
(Nasdaq: TRKA)

$50,000,000

Private Placement
Exclusive Placement Agent

March 1, 2022
img
img
Troika Media Group, Inc. with Converge Direct, LLC
()

$125,000,000

Acquisition
Exclusive Financial Advisor

March 1, 2022
img
img
Statera Biopharma, Inc.
(Nasdaq: STAB)

$5,650,000

Underwritten Public Offering
Sole Bookrunner

February 2, 2022
img
img
Northern Lights Acquisition Corp.
(Nasdaq: NLITU)

$60,000,000

Private Placement
Exclusive Placement Agent

February 1, 2022
img
img
Alset Capital Acquisition Corp.
(Nasdaq: ACAXU)

$86,250,000

SPAC IPO
Sole Bookrunner

February 1, 2022
img
img
American Rebel Holdings, Inc.
(Nasdaq: AREB)

$10,500,000

Underwritten Public Offering and Uplisting
Sole Bookrunner

February 1, 2022
img
img
Statera Biopharma, Inc.
(Nasdaq: STAB)

$2,000,000

Registered Direct Offering
Exclusive Placement Agent

February 1, 2022
img
img
Evergreen Corporation
(Nasdaq: EVGRU)

$115,000,000

SPAC IPO
Sole Bookrunner

February 1, 2022
img
img
HNR Acquisition Corp
(NYSE: HNRAU)

$86,250,000

SPAC IPO
Sole Bookrunner

February 1, 2022
img
img
TC BioPharm (Holdings) PLC
(Nasdaq: TCBP)

$17,500,004

Initial Public Offering
Sole Bookrunner

February 1, 2022
img
img
Vivakor, Inc.
(Nasdaq: VIVK)

$8,000,000

Underwritten Public Offering and Uplisting
Sole Bookrunner

February 1, 2022
img
img
Splash Beverage Group, Inc.
(NYSE: SBEV)

$9,200,000

Underwritten Public Offering
Sole Bookrunner

February 1, 2022
img
img
Genesis Unicorn Capital Corp.
(Nasdaq: GENQU)

$86,250,000

SPAC IPO
Sole Bookrunner

February 1, 2022
img
img
Future Tech II Acquisition Corp.
(Nasdaq: FTIIU)

$115,000,000

SPAC IPO
Sole Bookrunner

January 1, 2022
img
img
EVmo, Inc.
(OTCPK: YAYO)

$13,700,000

Underwritten Public Offering
Sole Bookrunner

January 1, 2022
img
img
AppTech Payment Corp.
(Nasdaq: APCX)

$15,000,000

Underwritten Public Offering and Uplisting
Sole Bookrunner

January 1, 2022
img
img
Hour Loop, Inc.
(Nasdaq: HOUR)

$6,900,000

Initial Public Offering
Sole Bookrunner

January 1, 2022
img
img
AFC Gamma, Inc.
(Nasdaq: AFCG)

$70,725,000

Underwritten Public Offering
Joint Bookrunner

January 1, 2022
img
img
Technology & Telecommunication Acquisition Corp.
(Nasdaq: TETEU)

$115,000,000

SPAC IPO
Sole Bookrunnner

January 1, 2022
img
img
Guardforce AI Co. Ltd.
(Nasdaq: GFAI)

$10,295,996

Private Placement
Exclusive Placement Agent

January 1, 2022
img
img
DUET Acquisition Corp.
(Nasdaq: DUETU)

$86,250,000

SPAC IPO
Sole Bookrunner

January 1, 2022
img
img
Renovare Environmental, Inc.
(Nasdaq: RENO)

$1,285,000

Private Placement
Co-Placement Agent

January 1, 2022
img
img
Indonesia Energy Corp.
(NYSE: INDO)

$7,000,000

Private Placement
Exclusive Placement Agent

January 1, 2022
img
img
CareCloud, Inc.
(Nasdaq: MTBC)

$25,000,000

Preferred Stock Offering
Joint Bookrunner

December 1, 2021
img
img
Longeveron Inc.
(Nasdaq: LGVN)

$20,462,540

Private Placement
Exclusive Placement Agent

December 1, 2021
img
img
B. Riley Financial, Inc.
(Nasdaq: RILY)

$322,679,225

Senior Notes
Lead Manager

December 1, 2021
img
img
Greenidge Generation Holdings Inc.
(Nasdaq: GREE)

$17,000,000

Senior Notes
Joint Bookrunner

December 1, 2021
img
img
Digital World Acquisition Corp.
(Nasdaq: DWACU)

$1,000,000,000

Private Placement
Exclusive Placement Agent

December 1, 2021
img
img
Stran & Company Inc.
(Nasdaq: STRN)

$21,728,472

Private Placement
Exclusive Placement Agent

December 1, 2021
img
img
Babcock & Wilcox Enterprises, Inc.
(NYSE: BW)

$140,000,000

Senior Notes
Joint Bookrunner

December 1, 2021
img
img
Inception Growth Acquisition Limited
(Nasdaq: IGTAU)

$103,500,000

SPAC IPO
Joint Bookrunner

December 1, 2021
img
img
BurTech Acquisition Corp.
(Nasdaq: BRKHU)

$287,500,000

SPAC IPO
Sole Bookrunner

December 1, 2021
img
img
Sagaliam Acquisition Corp.
(Nasdaq: SAGAU)

$115,000,000

SPAC IPO
Sole Bookrunner

December 1, 2021
img
img
G Medical Innovations Holdings Ltd
(Nasdaq: GMVD)

$5,000,000

Private Placement
Exclusive Placement Agent

December 1, 2021
img
img
Reliance Global Group, Inc.
(Nasdaq: RELI)

$20,000,000

Private Placement
Exclusive Placement Agent

December 1, 2021
img
img
Arogo Capital Acquisition Corp.
(Nasdaq: AOGOU)

$103,500,000

SPAC IPO
Sole Bookrunner

December 1, 2021
img
img
Applied UV, Inc.
(Nasdaq: AUVI)

$9,200,001

Underwritten Public Offering
Sole Bookrunner

December 1, 2021
img
img
Aetherium Acquisition Corp.
(Nasdaq: GMFIU)

$115,000,000

SPAC IPO
Sole Bookrunner

November 22, 2021
img
img
Atlanticus Holdings Corp.
(Nasdaq: ATLC)

$150,000,000

Senior Notes
Lead Manager

November 17, 2021
img
img
Energem Corp.
(Nasdaq: ENCPU)

$115,000,000

SPAC IPO
Sole Bookrunner

November 16, 2021
img
img
Argo Blockchain PLC
(Nasdaq: ARBK)

$40,000,000

Senior Notes
Joint Bookrunner

November 16, 2021
img
img
InFinT Acquisition Corp.
(NYSE: IFIN.U)

$199,998,800

SPAC IPO
Lead Bookrunner

November 15, 2021
img
img
Kidpik Corp.
(Nasdaq: PIK)

$18,000,000

Initial Public Offering
Sole Bookrunner

November 12, 2021
img
img
AnPac Bio-Medical Science Co., Ltd.
(Nasdaq: ANPC)

$2,513,286

Underwritten Public Offering
Sole Bookrunner

November 11, 2021
img
img
Tellurian Inc.
(NYSE: TELL)

$50,000,000

Senior Notes Offering
Lead Manager

November 11, 2021
img
img
Stran & Company Inc.
(Nasdaq: STRN)

$20,699,996

Initial Public Offering
Lead Bookrunner

November 10, 2021
img
img
Liberty Resources Acquisition Corp.
(Nasdaq: LIBYU)

$115,000,000

SPAC IPO
Sole Bookrunner

November 4, 2021
img
img
Fortune Rise Acquisition Corp.
(Nasdaq: FRLAU)

$97,750,000

SPAC IPO
Joint Bookrunner

November 4, 2021
img
img
GreenBox POS
(Nasdaq: GBOX)

$100,000,000

Private Placement
Exclusive Placement Agent

November 1, 2021
img
img
NextPlay Technologies, Inc.
(Nasdaq: NXTP)

$30,000,000

Registered Direct Offering
Exclusive Placement Agent

November 1, 2021
img
img
Pasithea Therapeutics Corp.
(Nasdaq: KTTA)

$30,380,000

Private Placement
Exclusive Placement Agent

November 1, 2021
img
img
Canna-Global Acquisition Corp.
(Nasdaq: CNGLU)

$230,000,000

SPAC IPO
Sole Bookrunner

October 31, 2021
img
img
Vision Sensing Acquisition Corp.
(Nasdaq: VSACU)

$101,200,000

SPAC IPO
Sole Bookrunner

October 29, 2021
img
The Glimpse Group
(Nasdaq: VRAR)

$15,000,000

Private Placement
Exclusive Placement Agent

October 28, 2021
img
img
iSun, Inc.
(Nasdaq: ISUN)

$39,500,000

ATM Offering
Sales Agent

October 25, 2021
img
img
Golden Matrix Group, Inc.
(OTCQX: GMGI)

$3,475,003

Registered Direct Offering
Exclusive Placement Agent

October 19, 2021
img
img
Fintech Ecosystem Development Corp.
(Nasdaq: FEXDU)

$115,000,000

SPAC IPO
Sole Bookrunner

October 18, 2021
img
img
Greenidge Generation Holdings Inc.
(Nasdaq: GREE)

$55,200,000

Senior Notes
Lead Manager

October 18, 2021
img
img
Fat Projects Acquisition Corp.
(Nasdaq: FATPU)

$115,000,000

SPAC IPO

Sole Bookrunner

October 18, 2021
img
img
Healthcare Triangle, Inc.
(Nasdaq: HCTI)

$13,050,000

Initial Public Offering

Sole Bookrunner

October 18, 2021
img
img
Superior Drilling Products, Inc.
(NYSE: SDPI)

$2,000,000

Registered Direct Offering

Exclusive Placement Agent

October 12, 2021
img
img
Maxpro Capital Acquisition Corp.
(Nasdaq: JMACU)

$103,500,000

SPAC IPO
Sole Bookrunner

October 8, 2021
img
img
Parsec Capital Acquisitions Corp.
(Nasdaq: PCXCU)

$86,250,000

SPAC IPO
Sole Bookrunner

October 7, 2021
img
img
Healthcare Trust, Inc.
(Nasdaq: HTIA)

$90,750,000

Preferred Stock Offering
Co-Manager

October 2, 2021
img
PEDEVCO Corp.
(NYSE: PED)

$7,000,002

Registered Direct Offering
Joint Placement Agent

October 1, 2021
img
img
Announced: Trump Media & Technology Group with Digital World Acquisition Corp.
( )

~$1,700,000,000

SPAC IPO Sole Bookrunner

September 21, 2021
img
img
HHG Capital Corp.
(Nasdaq: HHGCU)

$57,500,000

SPAC IPO

Joint Bookrunner

September 17, 2021
img
img
Guardforce AI Co., Ltd.
(Nasdaq: GFAI)

$15,000,000

Underwritten Public Offering
and Uplisting

Sole Bookrunner

September 10, 2021
img
img
LifeMD, Inc.
(Nasdaq: LFMD)

$35,000,000

Preferred Stock Offering
Joint Bookrunner

September 3, 2021
img
img
Digital Brands Group, Inc.
(Nasdaq: DBGI)

$5,265,000

Private Placement

Exclusive Placement Agent

September 2, 2021
img
img
Digital World Acquisition Corp.
(Nasdaq: DWACU)

$287,500,000

SPAC IPO

Sole Bookrunner

September 1, 2021
img
img
Aesther Healthcare Acquisition Corp.
(Nasdaq: AEHAU)

$105,000,000

SPAC IPO

Sole Bookrunner

September 1, 2021
img
img
Pasithea Therapeutics Corp.
(Nasdaq: KTTA)

$24,000,000

Initial Public Offering

Sole Bookrunner

August 26, 2021
img
img
Charah Solutions, Inc.
(NYSE: CHRA)

$135,000,000

Senior Notes

Lead Manager

August 16, 2021
img
img
DatChat, Inc.
(Nasdaq: DATS)

$13,799,999

Initial Public Offering

Lead Bookrunner

August 12, 2021
img
img
PHP Ventures Acquisition Corp.
(Nasdaq: PPHPU)

$57,500,000

SPAC IPO

Sole Bookrunner

August 11, 2021
img
img
Pono Capital Corp.
(Nasdaq: PONOU)

$115,000,000

SPAC IPO

Sole Bookrunner

August 10, 2021
img
BioVie, Inc.
(Nasdaq: BIVI)

$20,736,000

Underwritten Public Offering

Financial Advisor

August 4, 2021
img
B. Riley Financial, Inc.
(Nasdaq: RILY)

$316,250,000

Senior Notes

Lead Manager

August 3, 2021
img
img
Nova Vision Acquisition Corp.
(Nasdaq: NOVVU)

$57,500,000

SPAC IPO
Joint Bookrunner

August 2, 2021
img
img
Gladstone Acquisition Corp.
(Nasdaq: GLEEU)

$104,924,800

SPAC IPO
Sole Bookrunner

August 1, 2021
img
img
IDW Media Holdings, Inc.
(NYSE: IDW)

$10,350,000

Underwritten Public Offering
and Uplisting

Sole Bookrunner

July 30, 2021
img
img
TradeUP Acquisition Corp.
(Nasdaq: UPTDU)

$44,300,000

SPAC IPO
Joint Bookrunner

July 15, 2021
img
img
AgriFORCE Growing Systems, Ltd.
(Nasdaq: AGRI)

$15,639,994

Initial Public Offering

Sole Bookrunner

July 14, 2021
img
img
Applied UV, Inc.
(Nasdaq: AUVI)

$13,800,000

Preferred Stock Offering

Joint Bookrunner

July 8, 2021
img
Protagenic Therapeutics, Inc.
(Nasdaq: PTIX)

$10,000,000

ATM Offering

Sales Agent

July 1, 2021
img
img
HCW Biologics, Inc.
(Nasdaq: HCWB)

$56,000,000

Initial Public Offering

Sole Bookrunner

June 28, 2021
img
img
G Medical Innovations Holdings, Ltd.
(Nasdaq: GMVD)

$15,000,000

Initial Public Offering

Sole Bookrunner

June 26, 2021
img
img
Global Self Storage, Inc.
(Nasdaq: SELF)

$6,900,002

Underwritten Public Offering
Sole Bookrunner

June 25, 2021
img
img
Northern Lights Acquisition Corp.
(Nasdaq: NLITU)

$115,000,000

SPAC IPO

Sole Bookrunner

June 24, 2021
img
img
Grove, Inc.
(Nasdaq: GRVI)

$12,650,000

Initial Public Offering

Sole Bookrunner

June 18, 2021
img
img
Sonim Technologies, Inc.
(Nasdaq: SONM)

$10,000,000

ATM Offering
Sales Agent

June 16, 2021
img
The Glimpse Group, Inc.
(Nasdaq: VRAR)

$14,087,500

Initial Public Offering
Sole Bookrunner

June 15, 2021
img
img
Synchronoss Technologies, Inc.
(Nasdaq: SNCR)

$125,000,000

Senior Notes

Lead Manager

June 12, 2021
img
img
Grom Social Enterprises, Inc.
(Nasdaq: GROM)

$11,496,384

Underwritten Public
Offering and Uplisting
Sole Bookrunner

June 1, 2021
img
img
Taronis Fuels, Inc.
(OTCQB: TRNF)

$16,496,004

Private Placement
Executive Placement Agent

June 1, 2021
img
img
CEL-SCI Corporation
(NYSE: CVM)

$36,418,200

Bought Underwritten Public Offering
Sole Bookrunner

June 1, 2021
img
img
Atlanticus Holdings Corporation
(Nasdaq: ATLC)

$79,713,325

Preferred Stock Offering
Lead Manager

June 1, 2021
img
img
American Resources Corporation
(Nasdaq: AREC)

$30,100,000

Registered Direct
Exclusive Placement Agent

June 1, 2021
img
img
Global Consumer Acquisition Company
(Nasdaq: GACQU)

$182,630,000

SPAC IPO
Sole Bookrunner

June 1, 2021
img
img
Splash Beverage Group Inc.
(NYSE: SBEV)

$15,000,000

Uplisting
and Underwritten Public Offering
Sole Bookrunner

May 1, 2021
img
img
Alfi, Inc.
(Nasdaq: ALF)

$17,807,840

Initial Public Offering
Sole Bookrunner

May 1, 2021
img
Babcock & Wilcox Enterprises, Inc.
(NYSE: BW)

$111,117,500


Preferred Stock Offering
Lead Manager

May 1, 2021
img
img
Maquia Capital Acquisition Corporation
(Nasdaq: MAQCU)

$173,097,190

SPAC IPO
Sole Bookrunner

May 1, 2021
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Data Knights Acquisition Corporation
(Nasdaq: DKDCU)

$115,000,000

SPAC IPO
Sole Bookrunner

May 1, 2021
img
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Monaker Group, Inc.
(Nasdaq: MKGI)

$9,286,250

Underwritten Public Offering
Sole Bookrunner

May 1, 2021
img
img
Digital Brands Group, Inc.
(Nasdaq: DBGI)

$11,499,999

Initial Public Offering
Sole Bookrunner

May 1, 2021
img
img
Aries I Acquisition Corporation
(Nasdaq: RAMMU)

$143,750,000

SPAC IPO
Joint Bookrunner

May 1, 2021
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SANUWAVE Health, Inc.
(OTCQB: SNWV)

Private Placement
Exclusive Placement Agent

May 1, 2021
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COMSovereign Holding Corp.
(Nasdaq: COMS)

$10,000,000

Private Placement
Financial Advisor

April 1, 2021
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Medalist Diversified REIT, Inc.
(Nasdaq: MDRR)

$12,000,000

Underwritten Public Offering
Sole Bookrunner

April 1, 2021
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LIZHI Inc.
(Nasdaq: LIZI)

$30,000,002

Registered Direct
Exclusive Placement Agent

April 1, 2021
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Muscle Maker Grill
(Nasdaq: GRIL)


Advisory
Financial Advisory

April 1, 2021
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Troika Media Group, Inc.
(Nasdaq: TRKA)

$24,000,002

Initial Public Offering
Sole Bookrunner

April 1, 2021
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Protagenic Therapeutics, Inc.
(Nasdaq: PTIX)

$13,197,000

Uplisting
and Underwritten Public Offering
Sole Bookrunner

March 1, 2021
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American Acquisition Opportunity Inc.
(Nasdaq: AMAOU)

$105,060,020

SPAC IPO
Sole Bookrunnner

March 1, 2021
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Hoth Therapeutics Inc.
(Nasdaq: HOTH)

$15,000,000

Private Placement
Financial Advisor

March 1, 2021
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The Glimpse Group
()

Private Placement
Placement Agent

March 1, 2021
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Cootek (Cayman) Inc.
(NYSE: CTK)

$20,000,000

Private Placement
Exclusive Placement Agent

March 1, 2021
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Healthcare Triangle Inc.
()

$4,000,000

Private Placement
Placement Agent

March 1, 2021
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Grom Social Enterprises Inc.
(OTCPK: GRMM)

Private Placement
Placement Agent

March 1, 2021
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IMAC Holdings, Inc.
(Nasdaq: IMAC)

$19,550,000

Underwritten Public Offering
Sole Bookrunner

March 1, 2021
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Agriforce Growing Systems, Ltd.
()

Private Placement
Placement Agent

March 1, 2021
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Infinity Energy Resources, Inc.
(OTCPK: IFNY)


Advisory
Financial Advisor

March 1, 2021
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B. Riley Financial, Inc.
(Nasdaq: RILY)

$159,493,250

Senior Notes
Co-Manager

March 1, 2021
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Wizard Brands, Inc.
(OTCPK: WIZD)

Private Placement
Placement Agent

March 1, 2021
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Integrated Ventures, Inc.
(OTCPK: INTV)

$9,000,000

Registered Direct
Exclusive Placement Agent

March 1, 2021
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Dragon Victory International Limited
(Nasdaq: LYL)

$6,000,000

Private Placement
Exclusive Placement Agent

February 1, 2021
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PEDEVCO Corp.
(NYSE: PED)

$8,952,750

Underwritten Public Offering
Sole Bookrunner

February 1, 2021
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SPI Energy Co., Ltd.
(Nasdaq: SPI)

$14,732,396

Registered Direct
Placement Agent

February 1, 2021
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Reliance Global Group
(Nasdaq: RELI)

$12,420,000

Uplisting
and Underwritten Public Offering
Sole Bookrunner

February 1, 2021
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Longeveron
(Nasdaq: LGVN)

$29,100,000

Initial Public Offering
Sole Bookrunner

February 1, 2021
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Gaucho Group Holdings, Inc.
(Nasdaq: VINO)

$8,000,004

Uplisting
and Underwritten Public Offering
Sole Bookrunner

February 1, 2021
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GreenBox POS
(Nasdaq: GBOX)

$50,111,250

Uplisting
and Underwritten Public Offering
Sole Bookrunner

February 1, 2021
img
COMSovereign Holding Corp.
(Nasdaq: COMS)

$27,599,997

Underwritten Public Offering
Sole Bookrunner

February 1, 2021
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Babcock & Wilcox Enterprises, Inc.
(NYSE: BW)

$125,000,000

Senior Notes Offering
Co-Manager

February 1, 2021
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U.S. Energy Corp.
(Nasdaq: USEG)

$5,771,160

Underwritten Public Offering
Sole Bookrunner

January 1, 2021
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Benessere Capital Acquisition Corp.
(Nasdaq: BENEU)

$115,000,000

SPAC IPO
Sole Bookrunner

January 1, 2021
img
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Digital Ally Inc.
(Nasdaq: DGLY)

$30,955,000

Registered Direct
Exclusive Placement Agent

January 1, 2021
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img
Gladstone Land Corp.
(Nasdaq: LAND)

$52,500,000

Preferred
Series D Cumulative Term

January 1, 2021
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Cootek (Cayman) Inc.
(NYSE: CTK)

$10,000,000

Private Placement
Exclusive Placement Agent

January 1, 2021
img
img
FoxWayne Enterprises Acquisition Corp.
(Nasdaq: FOXWU)

$57,500,000

SPAC IPO
Sole Bookrunner

January 1, 2021
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img
Dragon Victory International Limited
(Nasdaq: LYL)

$2,000,000

Private Placement
Exclusive Placement Agent

January 1, 2021
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img
B. Riley Financial, Inc.
(Nasdaq: RILY)

$230,000,000

Senior Notes
Co-Manager

January 1, 2021
img
COMSovereign Holding Corp.
(Nasdaq: COMS)

$17,365,435

Uplisting
and Underwritten Public Offering
Sole Bookrunner

January 1, 2021
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img
Cootek (Cayman) Inc.
(NYSE: CTK)

$10,000,000

Private Placement
Exclusive Placement Agent

January 1, 2021
img
img
Digital Ally Inc.
(Nasdaq: DGLY)

$40,040,000

Registered Direct
Exclusive Placement Agent

December 1, 2020
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img
SPI Energy Co., Ltd.
(Nasdaq: SPI)

$35,019,900

Registered Direct
Placement Agent

December 1, 2020
img
img
AMMO Inc.
(Nasdaq: POWW)

$20,682,749

Uplisting
Joint Bookrunner

December 1, 2020
img
img
CEL-SCI Corporation
(NYSE: CVM)

$14,650,000

Bought Underwritten Public Offering
Joint Bookrunner

December 1, 2020
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img
Ontrak, Inc.
(Nasdaq: OTRK)

$42,817,500

Follow-On Offering
Co-Manager

December 1, 2020
img
img
GreenBox POS
(OTCQB: GRBX)

$3,200,000

Private Placement
Exclusive Placement Agent

December 1, 2020
img
img
Monaker Group
(Nasdaq: MKGI)

$8,855,000

Bought Underwritten Public Offering
Joint Bookrunner

November 1, 2020
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img
U.S. Energy Corp.
(Nasdaq: USEG)

$3,450,000

Follow-On Offering
Sole Bookrunner

November 1, 2020
img
img
Taronis Fuels, Inc.
(OTCQB: TRNF)

$10,425,000

Private Placement
Exclusive Placement Agent

November 1, 2020
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img
Dragon Victory International Limited
(Nasdaq: LYL)

$1,500,000

Private Placement
Exclusive Placement Agent

November 1, 2020
img
img
Kingswood Acquisition Corp.
(NYSE: KWAC)

$115,000,000

SPAC IPO
Issuer

October 1, 2020
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Presidio Property Trust
(Nasdaq: SQFT)

$2,500,000

Initial Public Offering
Sole Bookrunner

October 1, 2020
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American Resources Corp.
(Nasdaq: AREC)

$13,000,000

Registered Direct
Exclusive Placement Agent

October 1, 2020
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Gladstone Land Corp.
(Nasdaq: LAND)

$23,760,000

Follow-On Offering
Co-Manager

October 1, 2020
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Molecular Data Inc.
(Nasdaq: MKD)

$5,000,000

Private Placement
Exclusive Placement Agent

October 1, 2020
img
Taronis Fuels, Inc.
(OTCQB: TRNF)

$10,850,000

Private Placement
Exclusive Placement Agent

October 1, 2020
img
Hyde Caviar, LLC
()

$3,150,000

Debt Financing
Financial Advisor

October 1, 2020
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img
GreenBox POS
(OTCQB: GRBX)

$3,850,000

Private Placement
Exclusive Placement Agent

October 1, 2020
img
img
Medalist Diversified REIT
(Nasdaq: MDRR)

$5,000,000

Private Placement
Exclusive Placement Agent

September 1, 2020
img
Muscle Maker Grill
(Nasdaq: GRIL)

$5,600,000

Follow-On Offering
Joint Bookrunner

September 1, 2020
img
BioVie Inc.
(Nasdaq: BIVI)

$17,999,800

Uplisting
Joint Bookrunner

September 1, 2020
img
img
U.S. Energy Corp.
(Nasdaq: USEG)

$1,658,003

Registered Direct
Exclusive Placement Agent

September 1, 2020
img
SPI Energy Co., Ltd.
(Nasdaq: SPI)

$16,005,600

Registered Direct
Exclusive Placement Agent

August 1, 2020
img
img
Ontrak
(Nasdaq: OTRK)

$42,500,000

Preferred / Senior Notes
Co-Manager

July 1, 2020
img
NanoViricides
(AMEX: NNVC)

$11,500,000

Follow-On Offering
Sole Bookrunner

July 1, 2020
img
img
Monaker Group
(Nasdaq: MKGI)

$2,000,000

Registered Direct
Exclusive Placement Agent

July 1, 2020
img
Nemaura Medical Inc.
(Nasdaq: NMRD)

$11,500,000

Underwritten Public Offering
Exclusive Placement Agent

July 1, 2020
img
NanoViricides
(AMEX: NNVC)

$50,000,000

ATM Offering
Sales Agent

May 1, 2020
img
NanoViricides
(AMEX: NNVC)

$10,220,000

Registered Direct
Placement Agent

March 1, 2020
img
IDW Media Holdings, Inc.
(OTCPK: IDWM)

$12,300,000

Private Placement
Financial Advisor

February 1, 2020
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IQ International
(ETR: IQL)


Financial Advisor

February 1, 2020
img
Ondas Networks
(OTCPK: ONDS)


Financial Advisor

February 1, 2020
img
img
Medalist Diversified REIT
(Nasdaq: MDRR)

$4,600,000

Preferred / Senior Notes
Sole Bookrunner

February 1, 2020
img
Document Security Systems
(NYSE: DSS)

$4,600,000

Follow-On Offering
Sole Bookrunner

February 1, 2020
img
img
Digital Ally
(Nasdaq: DGLY)

$2,900,000

Follow-On Offering
Sole Bookrunner

February 1, 2020
img
img
Zedge, Inc.
(NYSE: ZDGE)

$2,250,000

Registered Direct
Financial Advisor

January 1, 2020
img
Torchlight
(Nasdaq: TRCH)

$2,300,000

Follow-On Offering
Sole Bookrunner

January 1, 2020
img
NanoViricides
(AMEX: NNVC)

$8,625,000

Follow-On Offering
Sole Bookrunner

January 1, 2020
img
Avinger
(Nasdaq: AVGR)

$4,500,000

Follow-On Offering
Sole Bookrunner

December 1, 2019
img
Scynexis
(Nasdaq: SCYX)

$35,000,000

Follow-On Offering
Co-Manager

December 1, 2019
img
img
CEL-SCI Corporation
(NYSE: CVM)

$6,325,000

Follow-On Offering
Sole Bookrunner

December 1, 2019
img
Indonesia Energy Corp.
(NYSE: INDO)

$15,000,007


Sole Bookrunner

November 1, 2019
img
Arcimoto
(Nasdaq: FUV)

$9,000,000

Follow-On Offering
Joint Bookrunner

November 1, 2019
img
Document Security Systems
(NYSE: DSS)

$1,822,200

Private Placement
Placement Agent

October 1, 2019
img
Cocrystal Pharma
(Nasdaq: COCP)

$3,000,000

Follow-On Offering
Sole Bookrunner

October 1, 2019
img
Happiness Biotech
(Nasdaq: HAPP)

$11,000,000


Co-Manager

October 1, 2019
img
Indonesia Energy Corp.
(NYSE: INDO)


Financial Advisor

August 1, 2019
img
img
Stemline Therapeutics, Inc.
(Nasdaq: STML)

$76,250,000

Follow-On Offering
Co-Manager

July 1, 2019
img
img
Tonix Pharmaceuticals
(Nasdaq: TNXP)

$5,400,000

Follow-On Offering
Sole Bookrunner

July 1, 2019
img
img
Sigma Labs
(Nasdaq: SGLB)

$2,300,000

Follow-On Offering
Sole Bookrunner

June 1, 2019
img
img
Gladstone Land
(Nasdaq: LAND)

$23,460,000

Follow-On Offering
Co-Manager

June 1, 2019
img
Document Security Systems
(NYSE: DSS)

$5,859,593

Follow-On Offering
Sole Bookrunner

May 1, 2019
img
img
Medalist Diversified REIT
(Nasdaq: MDRR)

$9,199,167

Follow-On Offering
Sole Bookrunner

May 1, 2019
img
Jiayin Group Inc
(Nasdaq: JFIN)

$36,750,000

Follow-On Offering
Co-Manager

May 1, 2019
img
img
Medalist Diversified REIT
(Nasdaq: MDRR)

$1,299,998

Private Placement
Placement Agent

May 1, 2019
img
img
Genetic Technologies
(Nasdaq: GENE)

$1,180,917


Sole Bookrunner

April 1, 2019
img
img
Monaker Group
(Nasdaq: MKGI)

$1,740,000

Follow-On Offering
Co-Manager

img
img
Golden Matrix Group Inc.
(OTCPK: GMGI)

$10,000,000

Underwritten Public Offering
Sole Bookrunner

img
img
Unicycive Therapeutics Inc.
(Nasdaq: UNCY)

Initial Public Offering
Lead Manager

View All
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