Rule 606

Rule 606(a) of SEC Regulation NMS requires broker-dealers receiving non-directed client orders to publicly disclose, on a quarterly basis, the top execution venues to which such orders are routed for execution. Please visit: disclosure.bestxstats.com/dbch.

For accounts held at Axos Clearing LLC

Current Axos Clearing 606 reports can be located here.

Historical Axos Clearing 606 reports are located here.